| 1 |
CREDIT SUISSE AG/ |
7,474,698 |
192,847,000 |
49.60% |
|
|
| 2 |
JANE STREET GROUP, LLC |
3,375,751 |
87,094,000 |
22.40% |
|
|
| 3 |
FLOW TRADERS U.S. LLC |
943,747 |
24,349,000 |
6.26% |
|
|
| 4 |
Hound Partners, LLC |
595,132 |
15,354,000 |
3.95% |
|
|
| 5 |
Virtu Financial LLC |
342,910 |
8,847,000 |
2.28% |
|
|
| 6 |
Stonehage Fleming Financial Services Holdings Ltd |
337,760 |
8,714,000 |
2.24% |
|
|
| 7 |
MORGAN STANLEY |
313,740 |
8,095,000 |
2.08% |
|
|
| 8 |
LPL Financial LLC |
270,172 |
6,741,000 |
1.73% |
|
|
| 9 |
Clark Capital Management Group, Inc. |
195,900 |
5,054,000 |
1.30% |
|
|
| 10 |
LAZARD ASSET MANAGEMENT LLC |
165,925 |
4,280,000 |
1.10% |
|
|
| 11 |
OPERA TRADING CAPITAL |
160,000 |
4,128,000 |
1.06% |
|
|
| 12 |
DRW Securities, LLC |
140,910 |
3,635,000 |
0.93% |
|
|
| 13 |
Trellus Management Company, LLC |
96,000 |
2,477,000 |
0.64% |
|
|
| 14 |
Assured Investment Management LLC |
93,752 |
2,437,000 |
0.63% |
|
|
| 15 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
89,900 |
2,319,000 |
0.60% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
67,040 |
1,729,000 |
0.44% |
|
|
| 17 |
MOORE CAPITAL MANAGEMENT, LP |
50,000 |
1,290,000 |
0.33% |
|
|
| 18 |
Private Advisor Group, LLC |
40,578 |
1,047,000 |
0.27% |
|
|
| 19 |
DEUTSCHE BANK AG\ |
3,554,226 |
916,000 |
0.24% |
|
PRN |
| 20 |
Stratos Wealth Partners, LTD. |
34,690 |
895,000 |
0.23% |
|
|
| 21 |
Ionic Capital Management LLC |
25,820 |
666,000 |
0.17% |
|
|
| 22 |
PERCEPTIVE ADVISORS LLC |
25,000 |
645,000 |
0.17% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
20,909 |
540,000 |
0.14% |
|
|
| 24 |
GOLDMAN SACHS GROUP INC |
17,970 |
464,000 |
0.12% |
|
|
| 25 |
Creative Planning |
17,700 |
457,000 |
0.12% |
|
|
| 26 |
SG Americas Securities, LLC |
15,544 |
401,000 |
0.10% |
|
|
| 27 |
Quinn Opportunity Partners LLC |
13,000 |
335,000 |
0.09% |
|
|
| 28 |
Evanson Asset Management, LLC |
12,500 |
323,000 |
0.08% |
|
|
| 29 |
IFP ADVISORS, INC |
10,026 |
259,000 |
0.07% |
|
|
| 30 |
RBF Capital, LLC |
10,000 |
258,000 |
0.07% |
|
|
| 31 |
BlueCrest Capital Management Ltd |
10,000 |
258,000 |
0.07% |
|
|
| 32 |
KSA CAPITAL MANAGEMENT, LLC |
10,000 |
258,000 |
0.07% |
|
|
| 33 |
Private Wealth Partners, LLC |
10,000 |
258,000 |
0.07% |
|
|
| 34 |
Simplicity Solutions, LLC |
8,288 |
213,830 |
0.05% |
|
|
| 35 |
Virtu KCG Holdings LLC |
7,879 |
203,000 |
0.05% |
|
|
| 36 |
BASSO CAPITAL MANAGEMENT, L.P. |
7,500 |
194,000 |
0.05% |
|
|
| 37 |
CITIGROUP INC |
6,545 |
169,000 |
0.04% |
|
|
| 38 |
BANK OF AMERICA CORP /DE/ |
6,100 |
157,000 |
0.04% |
|
|
| 39 |
BLACKROCK ADVISORS LLC |
3,904 |
101,000 |
0.03% |
|
|
| 40 |
Thomas J. Herzfeld Advisors, Inc. |
3,000 |
77,000 |
0.02% |
|
|
| 41 |
ENVESTNET ASSET MANAGEMENT INC |
2,848 |
73,000 |
0.02% |
|
|
| 42 |
WESPAC ADVISORS SOCAL, LLC |
2,800 |
72,000 |
0.02% |
|
|
| 43 |
PICTON MAHONEY ASSET MANAGEMENT |
2,000 |
52,000 |
0.01% |
|
SH |
| 44 |
WELLS FARGO & COMPANY/MN |
1,830 |
47,000 |
0.01% |
|
|
| 45 |
Vantage Investment Advisors, LLC |
585 |
15,000 |
0.00% |
|
|
| 46 |
Efficient Market Advisors, LLC |
564 |
15,000 |
0.00% |
|
|
| 47 |
WealthTrust-Arizona, LLC |
400 |
10,000 |
0.00% |
|
|
| 48 |
Tortoise Investment Management, LLC |
225 |
6,000 |
0.00% |
|
|
| 49 |
NEWFOUND RESEARCH LLC |
200 |
5,000 |
0.00% |
|
|
| 50 |
BNP PARIBAS FINANCIAL MARKETS |
100 |
2,580 |
0.00% |
|
|
