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ANNALY CAPITAL MGMT
ANNALY CAPITAL MGMT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 10 Institutional holders with a total value of $5,365,718.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Geneva Advisors, LLC 88,295 2,122,000 39.55%
2 MID CONTINENT CAPITAL LLC/IL 71,400 1,716,000 31.98%
3 SNOW CAPITAL MANAGEMENT LP 40,000 961,000 17.91%
4 Genesis Wealth Advisors, LLC 8,600 206,658 3.85%
5 Highlander Capital Management, LLC 6,050 145,000 2.70%
6 Crow Point Partners, LLC 5,230 125,000 2.33%
7 Smith Affiliated Capital Corp. 2,000 48,060 0.90% PRN
8 PNC FINANCIAL SERVICES GROUP, INC. 1,600 38,000 0.71%
9 Apriem Advisors 183 4,000 0.07%
10 MassMutual Private Wealth & Trust, FSB 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.