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ANNALY CAPITAL MGMT
ANNALY CAPITAL MGMT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 9 Institutional holders with a total value of $5,915,440.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Geneva Advisors, LLC 89,795 2,260,000 38.21%
2 MID CONTINENT CAPITAL LLC/IL 75,400 1,898,000 32.09%
3 SNOW CAPITAL MANAGEMENT LP 40,000 1,007,000 17.02%
4 Freedom Investment Management, Inc. 9,078 228,000 3.85%
5 Genesis Wealth Advisors, LLC 6,000 152,100 2.57%
6 Highlander Capital Management, LLC 6,050 152,000 2.57%
7 Crow Point Partners, LLC 5,360 128,000 2.16%
8 Smith Affiliated Capital Corp. 2,000 50,340 0.85% PRN
9 PNC FINANCIAL SERVICES GROUP, INC. 1,600 40,000 0.68%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.