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ANNALY CAPITAL MGMT
ANNALY CAPITAL MGMT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 9 Institutional holders with a total value of $5,337,320.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Geneva Advisors, LLC 90,595 2,234,000 41.86%
2 MID CONTINENT CAPITAL LLC/IL 70,650 1,742,000 32.64%
3 SNOW CAPITAL MANAGEMENT LP 40,000 986,000 18.47%
4 Highlander Capital Management, LLC 6,050 149,000 2.79%
5 Crow Point Partners, LLC 5,330 128,000 2.40%
6 Smith Affiliated Capital Corp. 2,000 49,320 0.92% PRN
7 PNC FINANCIAL SERVICES GROUP, INC. 1,600 39,000 0.73%
8 Apriem Advisors 183 5,000 0.09%
9 Ironwood Financial, llc 214 5,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.