| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,077,600 | 74,824,000 | 16.19% | ||
| 2 | MORGAN STANLEY | 3,200,522 | 58,730,000 | 12.71% | ||
| 3 | McGowan Group Asset Management, Inc. | 1,888,385 | 34,652,000 | 7.50% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,799,119 | 33,013,000 | 7.14% | ||
| 5 | Invesco Ltd. | 1,035,716 | 19,005,000 | 4.11% | ||
| 6 | TIEDEMANN TRUST CO | 1,032,782 | 18,952,000 | 4.10% | ||
| 7 | BESSEMER GROUP INC | 900,837 | 16,530,000 | 3.58% | ||
| 8 | BANK OF MONTREAL /CAN/ | 692,227 | 12,703,000 | 2.75% | ||
| 9 | WELLS FARGO & COMPANY/MN | 686,390 | 12,595,000 | 2.73% | ||
| 10 | Oxbow Advisors, LLC | 653,734 | 11,993,000 | 2.60% | ||
| 11 | Horizon Kinetics LLC | 600,556 | 11,020,000 | 2.38% | ||
| 12 | FIRST FOUNDATION ADVISORS | 531,712 | 9,756,000 | 2.11% | ||
| 13 | LPL Financial LLC | 512,283 | 9,585,000 | 2.07% | ||
| 14 | WHITTIER TRUST CO | 522,171 | 9,576,000 | 2.07% | ||
| 15 | ROYAL BANK OF CANADA | 512,455 | 9,403,000 | 2.03% | ||
| 16 | CEDAR HILL ASSOCIATES, LLC | 389,690 | 7,151,000 | 1.55% | ||
| 17 | J.P. Morgan Private Wealth Advisors LLC | 333,499 | 6,120,000 | 1.32% | ||
| 18 | PENN MUTUAL LIFE INSURANCE CO | 281,000 | 5,164,000 | 1.12% | ||
| 19 | STIFEL FINANCIAL CORP | 276,787 | 5,079,000 | 1.10% | ||
| 20 | HighTower Advisors, LLC | 248,518 | 4,562,000 | 0.99% | ||
| 21 | COHEN & STEERS, INC. | 242,389 | 4,448,000 | 0.96% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 237,416 | 4,356,000 | 0.94% | ||
| 23 | Vident Investment Advisory, LLC | 225,873 | 4,145,000 | 0.90% | ||
| 24 | Jaffetilchin Investment Partners, LLC | 223,125 | 4,094,000 | 0.89% | ||
| 25 | FOSTER & MOTLEY INC | 215,323 | 3,951,000 | 0.86% | ||
| 26 | ALTFEST L J & CO INC | 210,759 | 3,867,000 | 0.84% | ||
| 27 | FRONTIER INVESTMENT MGMT CO | 192,587 | 3,534,000 | 0.76% | ||
| 28 | Advisors Asset Management, Inc. | 172,607 | 3,167,000 | 0.69% | ||
| 29 | THRIVENT FINANCIAL FOR LUTHERANS | 155,250 | 2,851,000 | 0.62% | ||
| 30 | Laurion Capital Management LP | 150,513 | 2,762,000 | 0.60% | ||
| 31 | WHITTIER TRUST CO OF NEVADA INC | 148,447 | 2,723,000 | 0.59% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 135,451 | 2,485,000 | 0.54% | ||
| 33 | ST GERMAIN D J CO INC | 127,643 | 2,342,000 | 0.51% | ||
| 34 | Commonwealth Equity Services, Inc | 124,085 | 2,277,000 | 0.49% | ||
| 35 | Westchester Capital Management, LLC | 114,684 | 2,104,000 | 0.46% | ||
| 36 | DEUTSCHE BANK AG\ | 108,308 | 1,986,000 | 0.43% | ||
| 37 | JNBA Financial Advisors | 104,400 | 1,916,000 | 0.41% | ||
| 38 | RAYMOND JAMES & ASSOCIATES | 102,617 | 1,883,000 | 0.41% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 97,694 | 1,792,000 | 0.39% | ||
| 40 | GREAT AMERICAN GROUP, INC. | 97,637 | 1,792,000 | 0.39% | ||
| 41 | Private Advisor Group, LLC | 91,582 | 1,713,000 | 0.37% | ||
| 42 | NATIONAL PLANNING CORP | 90,136 | 1,698,000 | 0.37% | ||
| 43 | Brick & Kyle, Associates | 86,634 | 1,590,000 | 0.34% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 84,953 | 1,559,000 | 0.34% | ||
| 45 | MSI Financial Services Inc | 75,381 | 1,383,000 | 0.30% | ||
| 46 | E&G Advisors, LP | 75,000 | 1,376,000 | 0.30% | ||
| 47 | Silver Lake Advisory, LLC | 56,301 | 1,033,000 | 0.22% | ||
| 48 | BARCLAYS PLC | 56,224 | 1,032,000 | 0.22% | ||
| 49 | ARES MANAGEMENT LLC | 56,000 | 1,027,000 | 0.22% | ||
| 50 | POINTE CAPITAL MANAGEMENT LLC | 55,616 | 1,021,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
