| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,218,223 | 80,104,000 | 16.21% | ||
| 2 | MORGAN STANLEY | 2,878,048 | 54,654,000 | 11.06% | ||
| 3 | McGowan Group Asset Management, Inc. | 1,960,753 | 37,235,000 | 7.53% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,163,092 | 22,088,000 | 4.47% | ||
| 5 | Invesco Ltd. | 1,100,933 | 20,906,000 | 4.23% | ||
| 6 | BESSEMER GROUP INC | 908,904 | 17,260,000 | 3.49% | ||
| 7 | TIEDEMANN ADVISORS, LLC | 843,907 | 16,026,000 | 3.24% | ||
| 8 | BANK OF MONTREAL /CAN/ | 822,927 | 15,166,000 | 3.07% | ||
| 9 | WELLS FARGO & COMPANY/MN | 723,909 | 13,747,000 | 2.78% | ||
| 10 | Laurion Capital Management LP | 666,131 | 12,650,000 | 2.56% | ||
| 11 | LPL Financial LLC | 612,219 | 11,651,000 | 2.36% | ||
| 12 | Oxbow Advisors, LLC | 611,333 | 11,609,000 | 2.35% | ||
| 13 | ROYAL BANK OF CANADA | 577,024 | 10,957,000 | 2.22% | ||
| 14 | WHITTIER TRUST CO | 564,478 | 10,714,000 | 2.17% | ||
| 15 | Horizon Kinetics LLC | 527,412 | 10,016,000 | 2.03% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 481,903 | 9,151,000 | 1.85% | ||
| 17 | FIRST FOUNDATION ADVISORS | 476,719 | 9,053,000 | 1.83% | ||
| 18 | J.P. Morgan Private Wealth Advisors LLC | 392,897 | 7,461,000 | 1.51% | ||
| 19 | STIFEL FINANCIAL CORP | 347,779 | 6,604,000 | 1.34% | ||
| 20 | COHEN & STEERS, INC. | 333,024 | 6,324,000 | 1.28% | ||
| 21 | Vident Investment Advisory, LLC | 287,287 | 5,450,000 | 1.10% | ||
| 22 | PENN MUTUAL LIFE INSURANCE CO | 281,000 | 5,344,000 | 1.08% | ||
| 23 | Commonwealth Equity Services, Inc | 243,798 | 4,630,000 | 0.94% | ||
| 24 | HighTower Advisors, LLC | 240,811 | 4,580,000 | 0.93% | ||
| 25 | Jaffetilchin Investment Partners, LLC | 234,906 | 4,461,000 | 0.90% | ||
| 26 | FLORENCE CAPITAL ADVISORS, LLC | 222,400 | 4,223,000 | 0.85% | ||
| 27 | FRONTIER INVESTMENT MGMT CO | 186,367 | 3,539,000 | 0.72% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 186,358 | 3,519,000 | 0.71% | ||
| 29 | WHITTIER TRUST CO OF NEVADA INC | 169,490 | 3,217,000 | 0.65% | ||
| 30 | Shaker Financial Services, LLC | 164,141 | 3,117,000 | 0.63% | ||
| 31 | FOSTER & MOTLEY INC | 162,898 | 3,093,000 | 0.63% | ||
| 32 | THRIVENT FINANCIAL FOR LUTHERANS | 155,750 | 2,958,000 | 0.60% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 149,966 | 2,848,000 | 0.58% | ||
| 34 | Private Advisor Group, LLC | 131,729 | 2,512,000 | 0.51% | ||
| 35 | ST GERMAIN D J CO INC | 125,958 | 2,392,000 | 0.48% | ||
| 36 | Advisors Asset Management, Inc. | 118,067 | 2,242,000 | 0.45% | ||
| 37 | MSI Financial Services Inc | 112,108 | 2,129,000 | 0.43% | ||
| 38 | SeaBridge Investment Advisors LLC | 107,753 | 2,046,000 | 0.41% | ||
| 39 | NATIONAL PLANNING CORP | 99,036 | 1,978,000 | 0.40% | ||
| 40 | RAYMOND JAMES & ASSOCIATES | 103,777 | 1,971,000 | 0.40% | ||
| 41 | FIRST TRUST ADVISORS LP | 87,739 | 1,666,000 | 0.34% | ||
| 42 | GREAT AMERICAN GROUP, INC. | 87,321 | 1,658,000 | 0.34% | ||
| 43 | Brick & Kyle, Associates | 86,045 | 1,634,000 | 0.33% | ||
| 44 | INTELLECTUS PARTNERS, LLC | 80,639 | 1,531,000 | 0.31% | ||
| 45 | Cambridge Investment Research Advisors, Inc. | 79,564 | 1,511,000 | 0.31% | ||
| 46 | E&G Advisors, LP | 79,300 | 1,506,000 | 0.30% | ||
| 47 | CITIGROUP INC | 77,117 | 1,464,000 | 0.30% | ||
| 48 | Saba Capital Management, L.P. | 74,514 | 1,415,000 | 0.29% | ||
| 49 | DUBUQUE BANK & TRUST CO | 72,605 | 1,379,000 | 0.28% | ||
| 50 | JNBA Financial Advisors | 71,701 | 1,362,000 | 0.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
