| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,138,511 | 79,253,000 | 15.57% | ||
| 2 | MORGAN STANLEY | 3,078,733 | 58,957,000 | 11.58% | ||
| 3 | FRONTIER INVESTMENT MGMT CO | 191,887 | 36,746,000 | 7.22% | ||
| 4 | McGowan Group Asset Management, Inc. | 1,909,375 | 36,565,000 | 7.18% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,260,584 | 24,140,000 | 4.74% | ||
| 6 | Invesco Ltd. | 909,199 | 17,412,000 | 3.42% | ||
| 7 | BESSEMER GROUP INC | 862,304 | 16,513,000 | 3.24% | ||
| 8 | TIEDEMANN ADVISORS, LLC | 859,646 | 16,299,000 | 3.20% | ||
| 9 | BANK OF MONTREAL /CAN/ | 822,891 | 15,759,000 | 3.10% | ||
| 10 | Oxbow Advisors, LLC | 618,962 | 11,853,000 | 2.33% | ||
| 11 | ROYAL BANK OF CANADA | 609,824 | 11,678,000 | 2.29% | ||
| 12 | Horizon Kinetics LLC | 600,795 | 11,505,000 | 2.26% | ||
| 13 | WELLS FARGO & COMPANY/MN | 558,915 | 10,704,000 | 2.10% | ||
| 14 | WHITTIER TRUST CO | 556,198 | 10,646,000 | 2.09% | ||
| 15 | LPL Financial LLC | 512,240 | 9,702,000 | 1.91% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 488,282 | 9,350,000 | 1.84% | ||
| 17 | FIRST FOUNDATION ADVISORS | 484,492 | 9,278,000 | 1.82% | ||
| 18 | Laurion Capital Management LP | 440,346 | 8,433,000 | 1.66% | ||
| 19 | CEDAR HILL ASSOCIATES, LLC | 415,190 | 7,951,000 | 1.56% | ||
| 20 | J.P. Morgan Private Wealth Advisors LLC | 403,483 | 7,727,000 | 1.52% | ||
| 21 | COHEN & STEERS, INC. | 334,572 | 6,407,000 | 1.26% | ||
| 22 | STIFEL FINANCIAL CORP | 320,263 | 6,139,000 | 1.21% | ||
| 23 | PENN MUTUAL LIFE INSURANCE CO | 281,000 | 5,389,000 | 1.06% | ||
| 24 | Vident Investment Advisory, LLC | 266,929 | 5,112,000 | 1.00% | ||
| 25 | Jaffetilchin Investment Partners, LLC | 228,573 | 4,377,000 | 0.86% | ||
| 26 | FOSTER & MOTLEY INC | 218,201 | 4,179,000 | 0.82% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 169,479 | 3,248,000 | 0.64% | ||
| 28 | WHITTIER TRUST CO OF NEVADA INC | 163,925 | 3,138,000 | 0.62% | ||
| 29 | HighTower Advisors, LLC | 161,427 | 3,087,000 | 0.61% | ||
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 155,250 | 2,973,000 | 0.58% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 149,966 | 2,872,000 | 0.56% | ||
| 32 | Shaker Financial Services, LLC | 149,669 | 2,866,000 | 0.56% | ||
| 33 | ST GERMAIN D J CO INC | 127,103 | 2,434,000 | 0.48% | ||
| 34 | Commonwealth Equity Services, Inc | 124,350 | 2,381,000 | 0.47% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 112,364 | 2,152,000 | 0.42% | ||
| 36 | DOLIVER ADVISORS, LP | 111,390 | 2,133,000 | 0.42% | ||
| 37 | Private Advisor Group, LLC | 110,247 | 2,089,000 | 0.41% | ||
| 38 | MSI Financial Services Inc | 93,881 | 1,798,000 | 0.35% | ||
| 39 | GREAT AMERICAN GROUP, INC. | 86,521 | 1,657,000 | 0.33% | ||
| 40 | Brick & Kyle, Associates | 86,139 | 1,650,000 | 0.32% | ||
| 41 | NATIONAL PLANNING CORP | 88,386 | 1,634,000 | 0.32% | ||
| 42 | Advisors Asset Management, Inc. | 82,657 | 1,583,000 | 0.31% | ||
| 43 | Cetera Advisor Networks LLC | 77,550 | 1,485,000 | 0.29% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 74,935 | 1,435,000 | 0.28% | ||
| 45 | E&G Advisors, LP | 74,800 | 1,432,000 | 0.28% | ||
| 46 | FIRST TRUST ADVISORS LP | 61,636 | 1,180,000 | 0.23% | ||
| 47 | Virtu KCG Holdings LLC | 59,156 | 1,133,000 | 0.22% | ||
| 48 | Silver Lake Advisory, LLC | 57,918 | 1,109,000 | 0.22% | ||
| 49 | POINTE CAPITAL MANAGEMENT LLC | 54,956 | 1,052,000 | 0.21% | ||
| 50 | ARES MANAGEMENT LLC | 56,000 | 1,027,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
