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DUFF PHELPS UTLITY AND INF
DUFF PHELPS UTLITY AND INF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 49 Institutional holders with a total value of $139,859,655.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,444,033 31,249,000 22.34%
2 MORGAN STANLEY 1,163,190 25,171,000 18.00%
3 WELLS FARGO & COMPANY/MN 858,049 18,568,000 13.28%
4 GUGGENHEIM CAPITAL LLC 646,517 13,989,000 10.00%
5 Invesco Ltd. 503,407 10,894,000 7.79%
6 UBS Group AG 239,906 5,192,000 3.71%
7 Ledyard National Bank 194,809 4,216,000 3.01%
8 RAYMOND JAMES & ASSOCIATES 176,940 3,829,000 2.74%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 169,395 3,666,000 2.62%
10 CORNERSTONE ADVISORS INC 161,784 3,501,000 2.50%
11 ROYAL BANK OF CANADA 134,599 2,913,000 2.08%
12 Gramercy Funds Management LLC 125,757 2,721,000 1.95%
13 1607 Capital Partners, LLC 82,703 1,790,000 1.28%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 61,480 1,331,000 0.95%
15 DOLIVER ADVISORS, LP 56,918 1,231,000 0.88%
16 FIRST TRUST ADVISORS LP 56,308 1,219,000 0.87%
17 NATIONAL PLANNING CORP 55,854 1,151,159 0.82%
18 LPL Financial LLC 49,178 1,064,000 0.76%
19 BANK OF AMERICA CORP /DE/ 44,141 956,000 0.68%
20 Assured Investment Management LLC 41,871 906,000 0.65%
21 STOCK YARDS BANK & TRUST CO 28,800 623,000 0.45%
22 SMITH, MOORE & CO. 27,971 605,000 0.43%
23 Formidable Asset Management, LLC 25,618 554,000 0.40%
24 CITIGROUP INC 19,568 424,000 0.30%
25 SignalPoint Asset Management, LLC 16,304 353,000 0.25%
26 HighTower Advisors, LLC 11,274 244,000 0.17%
27 GOLDMAN SACHS GROUP INC 10,632 230,000 0.16%
28 WEDBUSH SECURITIES INC 9,913 215,000 0.15%
29 DEUTSCHE BANK AG\ 9,787 210,000 0.15%
30 Community Financial Services Group, LLC 6,939 150,000 0.11%
31 MSI Financial Services Inc 6,085 132,000 0.09%
32 FIRST FINANCIAL CORP /IN/ 4,750 103,000 0.07%
33 Stratos Wealth Partners, LTD. 4,596 99,457 0.07%
34 D.A. DAVIDSON & CO. 2,825 61,000 0.04%
35 Thomas J. Herzfeld Advisors, Inc. 2,410 52,000 0.04%
36 Lowe Wealth Advisors, LLC 2,116 46,000 0.03%
37 PNC FINANCIAL SERVICES GROUP, INC. 1,645 36,000 0.03%
38 FIFTH THIRD BANCORP 1,500 32,000 0.02%
39 NEW ENGLAND SECURITIES CORP /MA/ 1,150 25,000 0.02%
40 ENVESTNET ASSET MANAGEMENT INC 1,061 23,000 0.02%
41 Exchange Capital Management, Inc. 1,000 22,000 0.02%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 945 20,000 0.01%
43 Creative Planning 633 14,000 0.01%
44 NEXT Financial Group, Inc 406 9,000 0.01%
45 B. Riley Wealth Management, Inc. 336 7,000 0.01%
46 Lehman Financial Resources, Inc. 250 5,000 0.00%
47 US BANCORP \DE\ 250 5,000 0.00%
48 MUFG Americas Holdings Corp 113 2,000 0.00%
49 AMERICAN INTERNATIONAL GROUP, INC. 48 1,039 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.