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DUFF PHELPS UTLITY AND INF
DUFF PHELPS UTLITY AND INF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 42 Institutional holders with a total value of $125,362,591.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,465,216 28,938,000 23.08%
2 MORGAN STANLEY 1,199,840 23,696,000 18.90%
3 WELLS FARGO & COMPANY/MN 812,430 16,045,000 12.80%
4 GUGGENHEIM CAPITAL LLC 672,214 13,276,000 10.59%
5 Invesco Ltd. 483,368 9,547,000 7.62%
6 UBS Group AG 217,493 4,295,000 3.43%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 215,930 4,265,000 3.40%
8 CORNERSTONE ADVISORS INC 206,307 4,075,000 3.25%
9 RAYMOND JAMES & ASSOCIATES 205,912 4,067,000 3.24%
10 Ledyard National Bank 202,043 3,990,000 3.18%
11 ROYAL BANK OF CANADA 160,957 3,179,000 2.54%
12 1607 Capital Partners, LLC 78,387 1,548,000 1.23%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 70,772 1,397,000 1.11%
14 FIRST TRUST ADVISORS LP 56,638 1,119,000 0.89%
15 WOLVERINE ASSET MANAGEMENT LLC 51,402 1,015,000 0.81%
16 LPL Financial LLC 45,393 901,000 0.72%
17 BANK OF AMERICA CORP /DE/ 34,709 686,000 0.55%
18 STOCK YARDS BANK & TRUST CO 27,800 549,000 0.44%
19 SMITH, MOORE & CO. 27,491 543,000 0.43%
20 Formidable Asset Management, LLC 19,068 378,000 0.30%
21 DEUTSCHE BANK AG\ 16,527 326,000 0.26%
22 CITIGROUP INC 15,659 309,000 0.25%
23 HighTower Advisors, LLC 11,274 223,000 0.18%
24 Stratos Wealth Partners, LTD. 10,912 217,000 0.17%
25 PNC FINANCIAL SERVICES GROUP, INC. 7,899 157,000 0.13%
26 MSI Financial Services Inc 7,235 143,000 0.11%
27 Community Financial Services Group, LLC 6,939 137,000 0.11%
28 FIRST FINANCIAL CORP /IN/ 4,750 94,000 0.07%
29 D.A. DAVIDSON & CO. 2,825 55,000 0.04%
30 Thomas J. Herzfeld Advisors, Inc. 2,410 48,000 0.04%
31 Lowe Wealth Advisors, LLC 2,116 42,000 0.03%
32 FIFTH THIRD BANCORP 1,500 30,000 0.02%
33 Creative Planning 1,000 20,000 0.02%
34 RISK PARADIGM GROUP, LLC 792 15,642 0.01%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 545 11,000 0.01%
36 NEXT Financial Group, Inc 406 8,000 0.01%
37 US BANCORP \DE\ 250 5,000 0.00%
38 Lehman Financial Resources, Inc. 250 5,000 0.00%
39 MUFG Americas Holdings Corp 134 3,000 0.00%
40 Evercore Wealth Management, LLC 150 3,000 0.00%
41 Capital Advisors, Ltd. LLC 62 1,000 0.00%
42 AMERICAN INTERNATIONAL GROUP, INC. 48 949 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.