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DUFF PHELPS UTLITY AND INF
DUFF PHELPS UTLITY AND INF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 54 Institutional holders with a total value of $117,419,450.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,082,586 17,224,000 14.67%
2 WELLS FARGO & COMPANY/MN 798,139 12,698,000 10.81%
3 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 785,177 12,492,000 10.64%
4 Advisors Asset Management, Inc. 569,972 9,068,000 7.72%
5 UBS Group AG 563,163 8,960,000 7.63%
6 GUGGENHEIM CAPITAL LLC 531,850 8,462,000 7.21%
7 CORNERSTONE ADVISORS INC 433,497 6,897,000 5.87%
8 RAYMOND JAMES & ASSOCIATES 325,246 5,175,000 4.41%
9 Raymond James Financial Services Advisors, Inc. 282,395 4,493,000 3.83%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 238,461 3,794,000 3.23%
11 1607 Capital Partners, LLC 233,303 3,712,000 3.16%
12 Invesco Ltd. 193,749 3,083,000 2.63%
13 PROFICIO CAPITAL PARTNERS LLC 172,204 2,740,000 2.33%
14 ROYAL BANK OF CANADA 125,453 1,996,000 1.70%
15 DOLIVER ADVISORS, LP 96,072 1,529,000 1.30%
16 CITIGROUP INC 95,479 1,519,000 1.29%
17 DESCHUTES PORTFOLIO STRATEGY, LLC 92,700 1,475,000 1.26%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 81,370 1,295,000 1.10%
19 BANK OF AMERICA CORP /DE/ 61,914 985,000 0.84%
20 STIFEL FINANCIAL CORP 55,881 889,000 0.76%
21 LPL Financial LLC 58,069 882,000 0.75%
22 BERGANKDV WEALTH MANAGEMENT, LLC 42,955 683,000 0.58%
23 Janney Montgomery Scott LLC 41,819 665,000 0.57%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 41,243 656,000 0.56%
25 SG Americas Securities, LLC 40,786 649,000 0.55%
26 Jaffetilchin Investment Partners, LLC 35,787 569,000 0.48%
27 MARINER INVESTMENT GROUP LLC 35,444 564,000 0.48%
28 Coe Capital Management, LLC 35,000 556,850 0.47%
29 JANUS HENDERSON INVESTORS US LLC 30,000 477,000 0.41%
30 JPMORGAN CHASE & CO 24,649 392,000 0.33%
31 Round Table Services, LLC 23,200 369,000 0.31%
32 Gramercy Funds Management LLC 22,446 357,000 0.30%
33 Commonwealth Equity Services, Inc 20,759 330,000 0.28%
34 BROWN ADVISORY INC 15,000 239,000 0.20%
35 LAUREL WEALTH ADVISORS, INC. 14,797 235,000 0.20%
36 SENTINEL TRUST CO LBA 14,500 231,000 0.20%
37 HighTower Advisors, LLC 14,456 231,000 0.20%
38 Virtu KCG Holdings LLC 10,718 171,000 0.15%
39 Formidable Asset Management, LLC 9,433 153,000 0.13%
40 PNC FINANCIAL SERVICES GROUP, INC. 7,821 124,000 0.11%
41 Ledyard National Bank 5,700 91,000 0.08%
42 MSI Financial Services Inc 4,997 80,000 0.07%
43 Creative Planning 3,500 56,000 0.05%
44 IFP ADVISORS, INC 3,268 52,000 0.04%
45 D.A. DAVIDSON & CO. 2,400 38,000 0.03%
46 US BANCORP \DE\ 1,310 21,000 0.02%
47 GENEOS WEALTH MANAGEMENT INC. 1,000 15,000 0.01%
48 Brick & Kyle, Associates 919 15,000 0.01%
49 RISK PARADIGM GROUP, LLC 792 12,600 0.01%
50 DEUTSCHE BANK AG\ 545 8,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.