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DUFF PHELPS UTLITY AND INF
DUFF PHELPS UTLITY AND INF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 56 Institutional holders with a total value of $96,658,276.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 21 0 0.00%
2 SEI INVESTMENTS CO 32 1,000 0.00%
3 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 521 8,000 0.01%
4 Community Bank, N.A. 600 9,000 0.01%
5 NEXT Financial Group, Inc 770 12,000 0.01%
6 RISK PARADIGM GROUP, LLC 792 12,276 0.01%
7 Brick & Kyle, Associates 919 14,000 0.01%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,227 19,000 0.02%
9 Ledyard National Bank 1,875 29,000 0.03%
10 CENTRAL BANK & TRUST CO 2,000 31,000 0.03%
11 D.A. DAVIDSON & CO. 2,300 35,000 0.04%
12 ADVISOR GROUP, INC. 2,300 36,000 0.04%
13 Baystate Wealth Management LLC 2,500 39,000 0.04%
14 GENEOS WEALTH MANAGEMENT INC. 3,300 51,000 0.05%
15 Creative Planning 3,750 58,000 0.06%
16 MSI Financial Services Inc 3,716 58,000 0.06%
17 TRUST CO OF VERMONT 4,000 62,000 0.06%
18 IFP ADVISORS, INC 4,218 65,000 0.07%
19 PNC FINANCIAL SERVICES GROUP, INC. 6,565 101,000 0.10%
20 JPMORGAN CHASE & CO 7,607 118,000 0.12%
21 TWO SIGMA SECURITIES, LLC 11,833 183,000 0.19%
22 WEDBUSH SECURITIES INC 12,297 191,000 0.20%
23 BROWN ADVISORY INC 15,000 232,000 0.24%
24 Virtu KCG Holdings LLC 16,710 259,000 0.27%
25 STRATEGIC FINANCIAL GROUP, LLC 19,000 295,000 0.31% PRN
26 Bank of New York Mellon Corp 20,428 317,000 0.33%
27 Commonwealth Equity Services, Inc 23,222 360,000 0.37%
28 Weiss Asset Management LP 30,292 469,000 0.49%
29 ZAZOVE ASSOCIATES LLC 33,833 524,000 0.54%
30 Invesco Ltd. 36,614 568,000 0.59%
31 LPL Financial LLC 36,928 574,000 0.59%
32 BERGANKDV WEALTH MANAGEMENT, LLC 41,196 639,000 0.66%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,768 710,000 0.73%
34 1607 Capital Partners, LLC 46,184 716,000 0.74%
35 Janney Montgomery Scott LLC 50,818 788,000 0.82%
36 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 64,700 1,003,000 1.04%
37 Raymond James Financial Services Advisors, Inc. 66,818 1,036,000 1.07%
38 Jaffetilchin Investment Partners, LLC 78,999 1,224,000 1.27%
39 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 79,669 1,235,000 1.28%
40 BANK OF AMERICA CORP /DE/ 82,280 1,275,000 1.32%
41 DOLIVER ADVISORS, LP 89,156 1,382,000 1.43%
42 ROYAL BANK OF CANADA 116,722 1,809,000 1.87%
43 BANK OF NOVA SCOTIA 118,540 1,835,000 1.90%
44 JANUS HENDERSON INVESTORS US LLC 122,211 1,892,000 1.96%
45 CORNERSTONE ADVISORS INC 128,929 1,996,000 2.07%
46 STIFEL FINANCIAL CORP 146,158 2,272,000 2.35%
47 Laurion Capital Management LP 180,379 2,792,000 2.89%
48 PROFICIO CAPITAL PARTNERS LLC 183,339 2,842,000 2.94%
49 CITIGROUP INC 187,257 2,899,000 3.00%
50 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 278,058 4,310,000 4.46%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.