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DYNEGY INC NEW DEL WT EXP 100217
DYNEGY INC NEW DEL WT EXP 100217. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 40 Institutional holders with a total value of $61,755,021.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Litespeed Management, L.L.C. 4,664,219 20,896,000 33.84%
2 Sculptor Capital LP 2,843,027 12,737,000 20.63%
3 Panning Capital Management, LP 2,000,000 8,960,000 14.51%
4 FRANKLIN RESOURCES INC 1,533,887 7,102,000 11.50%
5 Saba Capital Management, L.P. 1,086,278 5,029,000 8.14%
6 SOROS FUND MANAGEMENT LLC 615,300 2,769,000 4.48%
7 PEAK6 Group LLC 379,750 1,709,000 2.77%
8 GOLDMAN SACHS GROUP INC 203,099 910,000 1.47%
9 BRAVE ASSET MANAGEMENT INC 120,202 539,000 0.87%
10 MATLINPATTERSON GLOBAL ADVISERS LLC 62,714 289,000 0.47% Call
11 WOLVERINE ASSET MANAGEMENT LLC 57,440 269,000 0.44%
12 Virtu KCG Holdings LLC 40,290 181,000 0.29%
13 SG Americas Securities, LLC 38,688 173,000 0.28%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,598 97,000 0.16%
15 DEUTSCHE BANK AG\ 6,955 30,000 0.05%
16 UBS AG 5,004 22,000 0.04%
17 AMERIPRISE FINANCIAL INC 4,620 22,000 0.04%
18 BARCLAYS PLC 1,235 5,000 0.01%
19 DIMENSIONAL FUND ADVISORS LP 940 4,000 0.01%
20 BANK OF AMERICA CORP /DE/ 632 3,000 0.00%
21 WELLS FARGO & COMPANY/MN 619 3,000 0.00%
22 MORGAN STANLEY 481 2,000 0.00%
23 Creative Planning 191 1,000 0.00%
24 Ground Swell Capital, LLC 248 1,000 0.00%
25 1919 Investment Counsel, LLC 5 1,000 0.00%
26 ROYAL BANK OF CANADA 169 1,000 0.00%
27 AMERICAN INTERNATIONAL GROUP, INC. 3 13 0.00%
28 Archford Capital Strategies, LLC 2 8 0.00%
29 NEXT Financial Group, Inc 2 0 0.00%
30 US BANCORP \DE\ 96 0 0.00%
31 PNC FINANCIAL SERVICES GROUP, INC. 30 0 0.00%
32 FIRST MANHATTAN CO. LLC. 2 0 0.00%
33 CITIGROUP INC 1 0 0.00% Call
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 51 0 0.00%
35 BESSEMER GROUP INC 15 0 0.00%
36 Pinnacle Summer Investments, Inc. 30 0 0.00%
37 D.A. DAVIDSON & CO. 1 0 0.00%
38 MSI Financial Services Inc 5 0 0.00%
39 CITADEL ADVISORS LLC 108 0 0.00%
40 Lehman Financial Resources, Inc. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.