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DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217
DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 38 Institutional holders with a total value of $4,985,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Litespeed Management, L.L.C. 4,664,219 1,657,000 33.24%
2 Sculptor Capital LP 4,229,518 1,537,000 30.83%
3 WOLVERINE ASSET MANAGEMENT LLC 2,041,612 739,000 14.82%
4 Saba Capital Management, L.P. 1,394,423 507,000 10.17%
5 MATLINPATTERSON GLOBAL ADVISERS LLC 62,714 223,000 4.47% Call
6 GOLDMAN SACHS GROUP INC 463,580 165,000 3.31%
7 Bocage Capital, LLC 240,752 85,000 1.71%
8 Archer Capital Management, L.P. 78,216 28,000 0.56%
9 SOCIETE GENERALE 38,688 14,000 0.28%
10 SG Americas Securities, LLC 38,688 14,000 0.28%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,598 8,000 0.16%
12 BANK OF AMERICA CORP /DE/ 13,772 5,000 0.10%
13 MORGAN STANLEY 4,576 2,000 0.04%
14 DEUTSCHE BANK AG\ 3,988 1,000 0.02%
15 Endurance Wealth Management, Inc. 50 0 0.00%
16 CUTLER GROUP LLC / CA 50 0 0.00%
17 Creative Planning 298 0 0.00%
18 Archford Capital Strategies, LLC 2 0 0.00%
19 UBS Group AG 907 0 0.00%
20 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 12 0 0.00%
21 INTEGRATED WEALTH MANAGEMENT 2 0 0.00%
22 IFP ADVISORS, INC 118 0 0.00%
23 INTEGRATED INVESTMENT CONSULTANTS, LLC 5 0 0.00%
24 JPMORGAN CHASE & CO 1,073 0 0.00% PRN
25 ADVISOR GROUP, INC. 11 0 0.00%
26 US BANCORP \DE\ 159 0 0.00%
27 HUNTINGTON NATIONAL BANK 2 0 0.00%
28 WELLS FARGO & COMPANY/MN 199 0 0.00%
29 BARCLAYS PLC 1,235 0 0.00%
30 PNC FINANCIAL SERVICES GROUP, INC. 26 0 0.00%
31 FIRST MANHATTAN CO. LLC. 2 0 0.00%
32 CITIGROUP INC 1 0 0.00% Call
33 OLD SECOND NATIONAL BANK OF AURORA 8 0 0.00%
34 DEUTSCHE BANK AG\ 6 0 0.00% Call
35 ROYAL BANK OF CANADA 57 0 0.00%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 68 0 0.00%
37 D.A. DAVIDSON & CO. 1 0 0.00%
38 REILLY FINANCIAL ADVISORS, LLC 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.