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DYNEGY INC NEW DEL
DYNEGY INC NEW DEL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 43 Institutional holders with a total value of $15,458,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Litespeed Management, L.L.C. 4,664,219 5,364,000 34.70%
2 Sculptor Capital LP 4,250,325 4,888,000 31.62%
3 FRANKLIN RESOURCES INC 1,533,887 1,764,000 11.41%
4 SOROS FUND MANAGEMENT LLC 1,270,300 1,461,000 9.45%
5 Saba Capital Management, L.P. 810,813 932,000 6.03%
6 GOLDMAN SACHS GROUP INC 303,727 349,000 2.26%
7 Bocage Capital, LLC 240,752 277,000 1.79%
8 KING STREET CAPITAL MANAGEMENT, L.P. 123,799 142,000 0.92%
9 Archer Capital Management, L.P. 78,216 89,000 0.58%
10 MATLINPATTERSON GLOBAL ADVISERS LLC 62,714 72,000 0.47% Call
11 SG Americas Securities, LLC 38,688 44,000 0.28%
12 WOLVERINE ASSET MANAGEMENT LLC 30,026 44,000 0.28%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,598 25,000 0.16%
14 DEUTSCHE BANK AG\ 3,988 4,000 0.03%
15 UBS Group AG 1,777 2,000 0.01%
16 BARCLAYS PLC 1,235 1,000 0.01%
17 D.A. DAVIDSON & CO. 1 0 0.00%
18 BLACKROCK ADVISORS LLC 14 0 0.00%
19 REILLY FINANCIAL ADVISORS, LLC 4 0 0.00%
20 MSI Financial Services Inc 5 0 0.00%
21 CITADEL ADVISORS LLC 108 0 0.00%
22 Endurance Wealth Management, Inc. 50 0 0.00%
23 Creative Planning 382 0 0.00%
24 Lehman Financial Resources, Inc. 1 0 0.00%
25 Archford Capital Strategies, LLC 2 0 0.00%
26 Karp Capital Management Corp 1 0 0.00%
27 AMERICAN INTERNATIONAL GROUP, INC. 11 0 0.00%
28 INTEGRATED WEALTH MANAGEMENT 2 0 0.00%
29 FIFTH THIRD BANCORP 1 0 0.00%
30 US BANCORP \DE\ 154 0 0.00%
31 HUNTINGTON NATIONAL BANK 2 0 0.00%
32 BANK OF AMERICA CORP /DE/ 263 0 0.00%
33 WELLS FARGO & COMPANY/MN 259 0 0.00%
34 PNC FINANCIAL SERVICES GROUP, INC. 1 0 0.00%
35 FIRST MANHATTAN CO. LLC. 2 0 0.00%
36 CITIGROUP INC 1 0 0.00% Call
37 HIGHLAND CAPITAL MANAGEMENT, LLC 49 0 0.00%
38 MORGAN STANLEY 27 0 0.00%
39 OLD SECOND NATIONAL BANK OF AURORA 8 0 0.00%
40 ROYAL BANK OF CANADA 169 0 0.00%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 77 0 0.00%
42 BESSEMER GROUP INC 2 0 0.00%
43 Pinnacle Summer Investments, Inc. 30 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.