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DYNEGY INC NEW DEL
DYNEGY INC NEW DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 35 Institutional holders with a total value of $55,122,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Litespeed Management, L.L.C. 4,664,219 19,310,000 35.03%
2 Sculptor Capital LP 4,334,206 17,943,000 32.55%
3 FRANKLIN RESOURCES INC 1,533,887 6,350,000 11.52%
4 SOROS FUND MANAGEMENT LLC 1,170,300 4,845,000 8.79%
5 Saba Capital Management, L.P. 1,086,278 4,497,000 8.16%
6 GOLDMAN SACHS GROUP INC 208,477 863,000 1.57%
7 KING STREET CAPITAL MANAGEMENT, L.P. 123,799 513,000 0.93%
8 MATLINPATTERSON GLOBAL ADVISERS LLC 62,714 260,000 0.47% Call
9 BRAVE ASSET MANAGEMENT INC 51,839 215,000 0.39%
10 SG Americas Securities, LLC 38,688 160,000 0.29%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,598 89,000 0.16%
12 DEUTSCHE BANK AG\ 6,955 28,000 0.05%
13 AMERIPRISE FINANCIAL INC 4,430 17,000 0.03%
14 UBS AG 3,882 16,000 0.03%
15 BARCLAYS PLC 1,315 5,000 0.01%
16 BANK OF AMERICA CORP /DE/ 741 3,000 0.01%
17 Creative Planning 632 3,000 0.01%
18 MORGAN STANLEY 467 2,000 0.00%
19 WELLS FARGO & COMPANY/MN 335 1,000 0.00%
20 1919 Investment Counsel, LLC 5 1,000 0.00%
21 ROYAL BANK OF CANADA 169 1,000 0.00%
22 AMERICAN INTERNATIONAL GROUP, INC. 3 12 0.00%
23 D.A. DAVIDSON & CO. 1 0 0.00%
24 Pinnacle Summer Investments, Inc. 30 0 0.00%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 51 0 0.00%
26 BESSEMER GROUP INC 15 0 0.00%
27 CITIGROUP INC 1 0 0.00% Call
28 FIRST MANHATTAN CO. LLC. 2 0 0.00%
29 MSI Financial Services Inc 5 0 0.00%
30 CITADEL ADVISORS LLC 108 0 0.00%
31 PNC FINANCIAL SERVICES GROUP, INC. 1 0 0.00%
32 US BANCORP \DE\ 96 0 0.00%
33 Lehman Financial Resources, Inc. 1 0 0.00%
34 Archford Capital Strategies, LLC 2 0 0.00%
35 NEXT Financial Group, Inc 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.