| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,449,923 | 18,603,000 | 15.66% | ||
| 2 | ALLIANCEBERNSTEIN L.P. | 917,596 | 11,773,000 | 9.91% | ||
| 3 | OAK HILL ADVISORS LP | 812,905 | 10,430,000 | 8.78% | ||
| 4 | WELLS FARGO & COMPANY/MN | 662,882 | 8,505,000 | 7.16% | ||
| 5 | Invesco Ltd. | 571,409 | 7,331,000 | 6.17% | ||
| 6 | BB&T SECURITIES, LLC | 47,355 | 6,075,000 | 5.11% | ||
| 7 | DEUTSCHE BANK AG\ | 453,595 | 5,819,000 | 4.90% | ||
| 8 | UBS Group AG | 438,426 | 5,625,000 | 4.73% | ||
| 9 | 1607 Capital Partners, LLC | 396,469 | 5,087,000 | 4.28% | ||
| 10 | MORGAN STANLEY | 369,914 | 4,746,000 | 3.99% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 237,711 | 3,050,000 | 2.57% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 227,172 | 2,915,000 | 2.45% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 166,861 | 2,140,000 | 1.80% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 166,699 | 2,139,000 | 1.80% | ||
| 15 | COHEN & STEERS, INC. | 156,442 | 2,007,000 | 1.69% | ||
| 16 | STIFEL FINANCIAL CORP | 147,117 | 1,887,000 | 1.59% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 135,884 | 1,743,000 | 1.47% | ||
| 18 | Advisors Asset Management, Inc. | 125,064 | 1,605,000 | 1.35% | ||
| 19 | LPL Financial LLC | 123,397 | 1,583,000 | 1.33% | ||
| 20 | AQR CAPITAL MANAGEMENT LLC | 105,373 | 1,352,000 | 1.14% | ||
| 21 | GOODWIN DANIEL L | 83,065 | 1,066,000 | 0.90% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 82,373 | 1,057,000 | 0.89% | ||
| 23 | CITIGROUP INC | 76,139 | 977,000 | 0.82% | ||
| 24 | VAN ECK ASSOCIATES CORP | 71,094 | 912,000 | 0.77% | ||
| 25 | ROYAL BANK OF CANADA | 61,218 | 785,000 | 0.66% | ||
| 26 | SG Americas Securities, LLC | 60,917 | 782,000 | 0.66% | ||
| 27 | JFS WEALTH ADVISORS, LLC | 58,997 | 757,000 | 0.64% | ||
| 28 | Private Advisor Group, LLC | 58,436 | 750,000 | 0.63% | ||
| 29 | BRINKER CAPITAL INC | 50,144 | 643,000 | 0.54% | ||
| 30 | MACROVIEW INVESTMENT MANAGEMENT LLC | 39,365 | 505,000 | 0.43% | ||
| 31 | Allen Investment Management, LLC | 34,483 | 442,000 | 0.37% | ||
| 32 | AMP Capital Investors Ltd | 31,400 | 402,000 | 0.34% | ||
| 33 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 31,021 | 398,000 | 0.33% | ||
| 34 | VSR Financial Services, Inc. | 27,234 | 349,000 | 0.29% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 26,433 | 339,000 | 0.29% | ||
| 36 | West Family Investments, Inc. | 25,500 | 327,000 | 0.28% | ||
| 37 | DRW Securities, LLC | 23,195 | 298,000 | 0.25% | ||
| 38 | Yellowstone Partners, LLC | 21,968 | 282,000 | 0.24% | ||
| 39 | HighTower Advisors, LLC | 21,345 | 274,000 | 0.23% | ||
| 40 | Global Endowment Management, LP | 20,000 | 257,000 | 0.22% | ||
| 41 | Janney Montgomery Scott LLC | 19,078 | 244,774 | 0.21% | ||
| 42 | Creative Planning | 18,493 | 237,000 | 0.20% | ||
| 43 | Coe Capital Management, LLC | 17,267 | 221,536 | 0.19% | ||
| 44 | Commonwealth Equity Services, Inc | 17,132 | 220,000 | 0.19% | ||
| 45 | OPPENHEIMER & CO INC | 15,275 | 196,000 | 0.16% | ||
| 46 | Horizon Kinetics LLC | 12,840 | 165,000 | 0.14% | ||
| 47 | Tradewinds Capital Management, LLC | 12,500 | 160,000 | 0.13% | ||
| 48 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 12,200 | 157,000 | 0.13% | ||
| 49 | EAGLE GLOBAL ADVISORS LLC | 12,005 | 154,000 | 0.13% | ||
| 50 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,672 | 150,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.