| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 2,985,619 | 38,544,000 | 28.45% | ||
| 2 | DEUTSCHE BANK AG\ | 911,470 | 11,766,000 | 8.69% | ||
| 3 | WELLS FARGO & COMPANY/MN | 730,191 | 9,427,000 | 6.96% | ||
| 4 | Invesco Ltd. | 527,048 | 6,804,000 | 5.02% | ||
| 5 | BB&T SECURITIES, LLC | 47,361 | 6,114,000 | 4.51% | ||
| 6 | 1607 Capital Partners, LLC | 469,469 | 6,061,000 | 4.47% | ||
| 7 | OAK HILL ADVISORS LP | 466,067 | 6,017,000 | 4.44% | ||
| 8 | MORGAN STANLEY | 371,935 | 4,802,000 | 3.54% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 340,855 | 4,401,000 | 3.25% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 280,129 | 3,616,000 | 2.67% | ||
| 11 | UBS Group AG | 245,419 | 3,168,000 | 2.34% | ||
| 12 | Advisors Asset Management, Inc. | 207,212 | 2,675,000 | 1.97% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 200,859 | 2,593,000 | 1.91% | ||
| 14 | COHEN & STEERS, INC. | 170,604 | 2,202,000 | 1.63% | ||
| 15 | COHEN & STEERS CAPITAL MANAGEMENT INC | 170,604 | 2,202,000 | 1.63% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 169,550 | 2,189,000 | 1.62% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 162,705 | 2,101,000 | 1.55% | ||
| 18 | STIFEL FINANCIAL CORP | 154,600 | 1,995,000 | 1.47% | ||
| 19 | LPL Financial LLC | 124,316 | 1,597,000 | 1.18% | ||
| 20 | JFS WEALTH ADVISORS, LLC | 121,529 | 1,569,000 | 1.16% | ||
| 21 | SIT INVESTMENT ASSOCIATES INC | 117,545 | 1,518,000 | 1.12% | ||
| 22 | VAN ECK ASSOCIATES CORP | 88,392 | 1,141,000 | 0.84% | ||
| 23 | AQR ARBITRAGE LLC | 86,828 | 1,121,000 | 0.83% | ||
| 24 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 84,632 | 1,093,000 | 0.81% | ||
| 25 | GOODWIN DANIEL L | 83,765 | 1,082,000 | 0.80% | ||
| 26 | CITIGROUP INC | 77,507 | 1,001,000 | 0.74% | ||
| 27 | Private Advisor Group, LLC | 58,272 | 752,000 | 0.56% | ||
| 28 | ROYAL BANK OF CANADA | 50,547 | 653,000 | 0.48% | ||
| 29 | BRINKER CAPITAL INC | 48,904 | 631,000 | 0.47% | ||
| 30 | MACROVIEW INVESTMENT MANAGEMENT LLC | 39,065 | 504,000 | 0.37% | ||
| 31 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 31,021 | 400,000 | 0.30% | ||
| 32 | Allen Investment Management, LLC | 30,904 | 399,000 | 0.29% | ||
| 33 | VSR Financial Services, Inc. | 27,468 | 355,000 | 0.26% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,674 | 331,000 | 0.24% | ||
| 35 | West Family Investments, Inc. | 25,500 | 329,000 | 0.24% | ||
| 36 | Coe Capital Management, LLC | 25,315 | 326,817 | 0.24% | ||
| 37 | Commonwealth Equity Services, Inc | 22,875 | 295,000 | 0.22% | ||
| 38 | Yellowstone Partners, LLC | 21,968 | 284,000 | 0.21% | ||
| 39 | DRW Securities, LLC | 22,000 | 284,000 | 0.21% | ||
| 40 | Global Endowment Management, LP | 20,000 | 258,000 | 0.19% | ||
| 41 | Janney Montgomery Scott LLC | 19,604 | 253,000 | 0.19% | ||
| 42 | Creative Planning | 18,143 | 234,000 | 0.17% | ||
| 43 | OPPENHEIMER & CO INC | 16,057 | 208,000 | 0.15% | ||
| 44 | KEYBANK NATIONAL ASSOCIATION/OH | 15,556 | 201,000 | 0.15% | ||
| 45 | DOLIVER ADVISORS, LP | 13,772 | 178,000 | 0.13% | ||
| 46 | Horizon Kinetics LLC | 12,840 | 166,000 | 0.12% | ||
| 47 | MSI Financial Services Inc | 12,865 | 166,000 | 0.12% | ||
| 48 | Tradewinds Capital Management, LLC | 12,500 | 161,000 | 0.12% | ||
| 49 | Virtu KCG Holdings LLC | 12,048 | 156,000 | 0.12% | ||
| 50 | EAGLE GLOBAL ADVISORS LLC | 12,005 | 155,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
