| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 3,199,760 | 38,941,000 | 32.33% | ||
| 2 | WELLS FARGO & COMPANY/MN | 749,204 | 9,118,000 | 7.57% | ||
| 3 | 1607 Capital Partners, LLC | 634,669 | 7,724,000 | 6.41% | ||
| 4 | Invesco Ltd. | 494,289 | 6,015,000 | 4.99% | ||
| 5 | OAK HILL ADVISORS LP | 466,067 | 5,672,000 | 4.71% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 425,069 | 5,173,000 | 4.29% | ||
| 7 | DEUTSCHE BANK AG\ | 419,825 | 5,109,000 | 4.24% | ||
| 8 | MORGAN STANLEY | 374,502 | 4,557,000 | 3.78% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 339,555 | 4,131,000 | 3.43% | ||
| 10 | Advisors Asset Management, Inc. | 258,791 | 3,149,000 | 2.61% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 200,859 | 2,444,000 | 2.03% | ||
| 12 | COHEN & STEERS, INC. | 200,075 | 2,435,000 | 2.02% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 156,652 | 1,906,000 | 1.58% | ||
| 14 | UBS Group AG | 156,224 | 1,901,000 | 1.58% | ||
| 15 | STIFEL FINANCIAL CORP | 148,534 | 1,807,000 | 1.50% | ||
| 16 | JFS WEALTH ADVISORS, LLC | 131,051 | 1,595,000 | 1.32% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 118,153 | 1,438,000 | 1.19% | ||
| 18 | LPL Financial LLC | 104,392 | 1,268,000 | 1.05% | ||
| 19 | SIT INVESTMENT ASSOCIATES INC | 100,797 | 1,227,000 | 1.02% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 100,453 | 1,223,000 | 1.02% | ||
| 21 | VAN ECK ASSOCIATES CORP | 99,224 | 1,208,000 | 1.00% | ||
| 22 | GOODWIN DANIEL L | 84,465 | 1,028,000 | 0.85% | ||
| 23 | AQR ARBITRAGE LLC | 80,860 | 984,000 | 0.82% | ||
| 24 | CITIGROUP INC | 71,324 | 868,000 | 0.72% | ||
| 25 | Private Advisor Group, LLC | 57,502 | 700,000 | 0.58% | ||
| 26 | ROYAL BANK OF CANADA | 53,542 | 652,000 | 0.54% | ||
| 27 | BRINKER CAPITAL INC | 50,311 | 612,000 | 0.51% | ||
| 28 | BB&T SECURITIES, LLC | 41,761 | 508,000 | 0.42% | ||
| 29 | Liberty Street Advisors, Inc. | 36,451 | 444,000 | 0.37% | ||
| 30 | MACROVIEW INVESTMENT MANAGEMENT LLC | 34,700 | 422,000 | 0.35% | ||
| 31 | ROBLE, BELKO & COMPANY, INC | 32,385 | 394,000 | 0.33% | ||
| 32 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 31,021 | 378,000 | 0.31% | ||
| 33 | Coe Capital Management, LLC | 27,657 | 336,586 | 0.28% | ||
| 34 | VSR Financial Services, Inc. | 27,468 | 334,000 | 0.28% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,826 | 314,000 | 0.26% | ||
| 36 | West Family Investments, Inc. | 25,500 | 310,000 | 0.26% | ||
| 37 | Commonwealth Equity Services, Inc | 23,757 | 289,000 | 0.24% | ||
| 38 | HighTower Advisors, LLC | 22,472 | 273,000 | 0.23% | ||
| 39 | Yellowstone Partners, LLC | 21,968 | 267,000 | 0.22% | ||
| 40 | Global Endowment Management, LP | 20,000 | 243,000 | 0.20% | ||
| 41 | Janney Montgomery Scott LLC | 19,631 | 238,912 | 0.20% | ||
| 42 | OPPENHEIMER & CO INC | 19,492 | 237,000 | 0.20% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,420 | 236,000 | 0.20% | ||
| 44 | DRW Securities, LLC | 19,070 | 232,000 | 0.19% | ||
| 45 | Creative Planning | 18,143 | 221,000 | 0.18% | ||
| 46 | Virtu KCG Holdings LLC | 13,695 | 167,000 | 0.14% | ||
| 47 | Horizon Kinetics LLC | 12,840 | 156,000 | 0.13% | ||
| 48 | MSI Financial Services Inc | 12,578 | 153,000 | 0.13% | ||
| 49 | Tradewinds Capital Management, LLC | 12,500 | 152,000 | 0.13% | ||
| 50 | NEXT Financial Group, Inc | 12,483 | 151,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
