| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,047,101 | 34,432,000 | 18.49% | ||
| 2 | UBS AG | 2,189,055 | 24,736,000 | 13.28% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,697,428 | 19,181,000 | 10.30% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,528,559 | 17,273,000 | 9.28% | ||
| 5 | MORGAN STANLEY | 1,326,438 | 14,989,000 | 8.05% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 660,286 | 7,461,000 | 4.01% | ||
| 7 | Invesco Ltd. | 464,946 | 5,254,000 | 2.82% | ||
| 8 | Aris Wealth Services, Inc. | 396,490 | 4,480,000 | 2.41% | ||
| 9 | DOLIVER ADVISORS, LP | 392,383 | 4,434,000 | 2.38% | ||
| 10 | Ancora Advisors LLC | 390,488 | 4,413,000 | 2.37% | ||
| 11 | SG Americas Securities, LLC | 372,792 | 4,213,000 | 2.26% | ||
| 12 | 1832 Asset Management L.P. | 350,000 | 3,952,000 | 2.12% | ||
| 13 | WELLS FARGO & COMPANY/MN | 330,707 | 3,737,000 | 2.01% | ||
| 14 | 1607 Capital Partners, LLC | 315,861 | 3,569,000 | 1.92% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 301,591 | 3,408,000 | 1.83% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 249,320 | 2,817,000 | 1.51% | ||
| 17 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 224,404 | 2,536,000 | 1.36% | ||
| 18 | Aviance Capital Partners, LLC | 185,568 | 2,096,918 | 1.13% | ||
| 19 | ROYAL BANK OF CANADA | 179,666 | 2,030,000 | 1.09% | ||
| 20 | LPL Financial LLC | 176,011 | 1,989,000 | 1.07% | ||
| 21 | HighTower Advisors, LLC | 137,011 | 1,548,000 | 0.83% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 125,513 | 1,418,000 | 0.76% | ||
| 23 | Index Management Solutions, LLC | 115,502 | 1,305,000 | 0.70% | ||
| 24 | CITIGROUP INC | 111,911 | 1,265,000 | 0.68% | ||
| 25 | Sterneck Capital Management, LLC | 98,277 | 1,111,000 | 0.60% | ||
| 26 | CMT TRADING LLC | 84,788 | 958,000 | 0.51% | ||
| 27 | Commonwealth Equity Services, Inc | 78,863 | 891,000 | 0.48% | ||
| 28 | Jefferies Group LLC | 70,000 | 791,000 | 0.42% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 69,810 | 789,000 | 0.42% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 68,292 | 772,000 | 0.41% | ||
| 31 | BNP PARIBAS FINANCIAL MARKETS | 60,331 | 677,517 | 0.36% | ||
| 32 | Independence Trust CO | 58,846 | 665,000 | 0.36% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 50,296 | 568,000 | 0.31% | ||
| 34 | EATON VANCE MANAGEMENT | 45,000 | 561,000 | 0.30% | ||
| 35 | Formidable Asset Management, LLC | 46,366 | 519,000 | 0.28% | ||
| 36 | DAVENPORT & Co LLC | 39,925 | 451,153 | 0.24% | ||
| 37 | Investors Capital Advisory Services | 33,916 | 383,000 | 0.21% | ||
| 38 | KMS FINANCIAL SERVICES, INC | 32,764 | 370,000 | 0.20% | ||
| 39 | Cetera Advisor Networks LLC | 32,050 | 361,000 | 0.19% | ||
| 40 | Janney Montgomery Scott LLC | 31,215 | 352,730 | 0.19% | ||
| 41 | STIFEL FINANCIAL CORP | 25,522 | 288,000 | 0.15% | ||
| 42 | AMERIPRISE FINANCIAL INC | 23,877 | 270,000 | 0.14% | ||
| 43 | NATIONAL PLANNING CORP | 22,900 | 261,000 | 0.14% | ||
| 44 | Dana Investment Advisors, Inc. | 21,956 | 248,000 | 0.13% | ||
| 45 | Carroll Financial Associates, Inc. | 21,000 | 237,000 | 0.13% | ||
| 46 | Arete Wealth Advisors, LLC | 20,311 | 230,000 | 0.12% | ||
| 47 | B. Riley Wealth Advisors, Inc. | 19,523 | 221,000 | 0.12% | ||
| 48 | AMERICAN INTERNATIONAL GROUP, INC. | 18,346 | 207,310 | 0.11% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,657 | 200,000 | 0.11% | ||
| 50 | Virtu KCG Holdings LLC | 16,542 | 187,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
