Dark
Light
System
Security
EATON VANCE RISK MNGD DIV EQ
EATON VANCE RISK MNGD DIV EQ. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 73 Institutional holders with a total value of $66,947,396.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,400,000 12,544,000 18.74%
2 Invesco Ltd. 579,041 5,188,000 7.75%
3 BANK OF AMERICA CORP /DE/ 491,206 4,401,000 6.57%
4 Advisors Asset Management, Inc. 481,067 4,310,000 6.44%
5 LPL Financial LLC 357,577 3,229,000 4.82%
6 ASSETMARK, INC 350,117 3,137,000 4.69%
7 BANK OF NOVA SCOTIA 272,334 2,440,000 3.64%
8 Shaker Financial Services, LLC 260,351 2,333,000 3.48%
9 WELLS FARGO & COMPANY/MN 238,209 2,134,000 3.19%
10 IFP ADVISORS, INC 234,261 2,099,000 3.14%
11 SIT INVESTMENT ASSOCIATES INC 232,413 2,082,000 3.11%
12 UBS Group AG 191,972 1,720,000 2.57%
13 CLOUGH CAPITAL PARTNERS L P 172,400 1,545,000 2.31%
14 GUGGENHEIM CAPITAL LLC 162,399 1,455,000 2.17%
15 Raymond James Financial Services Advisors, Inc. 141,516 1,268,000 1.89%
16 Aviance Capital Partners, LLC 137,646 1,233,000 1.84%
17 CITIGROUP INC 134,119 1,202,000 1.80%
18 ROYAL BANK OF CANADA 126,554 1,134,000 1.69%
19 Cambridge Investment Research Advisors, Inc. 124,512 1,116,000 1.67%
20 RAYMOND JAMES & ASSOCIATES 103,251 925,000 1.38%
21 RELATIVE VALUE PARTNERS GROUP, LLC 90,178 808,000 1.21%
22 MARINER INVESTMENT GROUP LLC 90,000 806,000 1.20%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 72,595 651,000 0.97%
24 HighTower Advisors, LLC 72,074 645,000 0.96%
25 ADVISOR GROUP, INC. 66,379 596,000 0.89%
26 FLAGSHIP HARBOR ADVISORS, LLC 62,340 574,000 0.86%
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 59,265 531,000 0.79%
28 Weiss Asset Management LP 53,101 476,000 0.71%
29 Commonwealth Equity Services, Inc 52,561 471,000 0.70%
30 Sterneck Capital Management, LLC 48,695 436,000 0.65%
31 First Allied Advisory Services, Inc. 45,910 411,000 0.61%
32 Formidable Asset Management, LLC 44,024 394,000 0.59%
33 BAIRD FINANCIAL GROUP, INC. 39,677 356,000 0.53%
34 AMERIPRISE FINANCIAL INC 38,155 342,000 0.51%
35 Sigma Planning Corp 37,004 332,000 0.50%
36 STIFEL FINANCIAL CORP 23,183 208,000 0.31%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,920 205,000 0.31%
38 B. Riley Wealth Advisors, Inc. 22,690 204,000 0.30%
39 MSI Financial Services Inc 21,657 194,000 0.29%
40 DAVENPORT & Co LLC 21,459 192,000 0.29%
41 TWO SIGMA SECURITIES, LLC 20,414 183,000 0.27%
42 BOOTHBAY FUND MANAGEMENT, LLC 20,000 179,000 0.27%
43 Cetera Advisors LLC 20,101 179,000 0.27%
44 Global X Management CO LLC 19,410 174,000 0.26%
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 16,201 146,000 0.22%
46 Capital Investment Advisors, LLC 15,500 139,000 0.21%
47 United Asset Strategies, Inc. 15,425 138,000 0.21%
48 Janney Montgomery Scott LLC 14,447 129,000 0.19%
49 RAYMOND JAMES TRUST N.A. 13,342 120,000 0.18%
50 GOLDMAN SACHS GROUP INC 12,781 115,000 0.17%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.