| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,076,016 | 35,497,000 | 18.93% | ||
| 2 | UBS AG | 2,874,397 | 33,170,000 | 17.69% | ||
| 3 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,923,871 | 22,201,000 | 11.84% | ||
| 4 | MORGAN STANLEY | 1,342,187 | 15,489,000 | 8.26% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 614,898 | 7,096,000 | 3.78% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 568,506 | 6,561,000 | 3.50% | ||
| 7 | Invesco Ltd. | 524,705 | 6,055,000 | 3.23% | ||
| 8 | Aris Wealth Services, Inc. | 418,828 | 4,833,000 | 2.58% | ||
| 9 | WELLS FARGO & COMPANY/MN | 354,962 | 4,096,000 | 2.18% | ||
| 10 | Bulldog Investors, LLP | 328,976 | 3,796,000 | 2.02% | ||
| 11 | SG Americas Securities, LLC | 328,192 | 3,787,000 | 2.02% | ||
| 12 | 1607 Capital Partners, LLC | 308,861 | 3,564,000 | 1.90% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 287,203 | 3,314,000 | 1.77% | ||
| 14 | 1832 Asset Management L.P. | 250,000 | 2,887,000 | 1.54% | ||
| 15 | Ancora Advisors LLC | 245,400 | 2,832,000 | 1.51% | ||
| 16 | Index Management Solutions, LLC | 228,037 | 2,632,000 | 1.40% | ||
| 17 | LPL Financial LLC | 192,953 | 2,227,000 | 1.19% | ||
| 18 | ROYAL BANK OF CANADA | 185,410 | 2,140,000 | 1.14% | ||
| 19 | Aviance Capital Partners, LLC | 170,593 | 1,969,000 | 1.05% | ||
| 20 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 168,794 | 1,948,000 | 1.04% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 165,241 | 1,907,000 | 1.02% | ||
| 22 | DOLIVER ADVISORS, LP | 162,804 | 1,879,000 | 1.00% | ||
| 23 | HighTower Advisors, LLC | 131,594 | 1,519,000 | 0.81% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 123,563 | 1,426,000 | 0.76% | ||
| 25 | CITIGROUP INC | 109,177 | 1,260,000 | 0.67% | ||
| 26 | ROBINSON CAPITAL MANAGEMENT, LLC | 104,165 | 1,191,000 | 0.64% | ||
| 27 | Sterneck Capital Management, LLC | 95,407 | 1,101,000 | 0.59% | ||
| 28 | Commonwealth Equity Services, Inc | 77,366 | 893,000 | 0.48% | ||
| 29 | Shaker Financial Services, LLC | 74,189 | 856,000 | 0.46% | ||
| 30 | Jefferies Group LLC | 70,000 | 808,000 | 0.43% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 68,003 | 785,000 | 0.42% | ||
| 32 | Independence Trust CO | 58,846 | 679,000 | 0.36% | ||
| 33 | Investors Capital Advisory Services | 56,451 | 651,000 | 0.35% | ||
| 34 | Formidable Asset Management, LLC | 46,442 | 536,000 | 0.29% | ||
| 35 | Carroll Financial Associates, Inc. | 46,000 | 531,000 | 0.28% | ||
| 36 | JANE STREET GROUP, LLC | 44,121 | 509,000 | 0.27% | ||
| 37 | Arete Wealth Advisors, LLC | 37,054 | 428,000 | 0.23% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 33,263 | 384,000 | 0.20% | ||
| 39 | Cetera Advisor Networks LLC | 32,050 | 371,000 | 0.20% | ||
| 40 | NATIONAL PLANNING CORP | 28,900 | 334,000 | 0.18% | ||
| 41 | Janney Montgomery Scott LLC | 28,735 | 331,602 | 0.18% | ||
| 42 | AMERIPRISE FINANCIAL INC | 27,096 | 313,000 | 0.17% | ||
| 43 | BNP PARIBAS FINANCIAL MARKETS | 25,202 | 290,831 | 0.16% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,015 | 266,000 | 0.14% | ||
| 45 | DAVENPORT & Co LLC | 22,925 | 264,555 | 0.14% | ||
| 46 | B. Riley Wealth Advisors, Inc. | 37,614 | 217,496 | 0.12% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 18,146 | 209,405 | 0.11% | ||
| 48 | United Asset Strategies, Inc. | 15,425 | 178,000 | 0.09% | ||
| 49 | Private Advisor Group, LLC | 15,260 | 176,000 | 0.09% | ||
| 50 | RAYMOND JAMES TRUST N.A. | 14,678 | 170,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
