| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,241,857 | 19,050,000 | 18.56% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,203,803 | 18,466,000 | 18.00% | ||
| 3 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 658,327 | 10,099,000 | 9.84% | ||
| 4 | WELLS FARGO & COMPANY/MN | 617,098 | 9,466,000 | 9.22% | ||
| 5 | Invesco Ltd. | 500,044 | 7,670,000 | 7.47% | PRN | |
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 276,388 | 4,240,000 | 4.13% | ||
| 7 | MORGAN STANLEY | 202,296 | 3,103,000 | 3.02% | ||
| 8 | FCA CORP /TX | 193,293 | 2,965,000 | 2.89% | ||
| 9 | UBS AG | 181,742 | 2,788,000 | 2.72% | ||
| 10 | Saba Capital Management, L.P. | 174,671 | 2,679,000 | 2.61% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 172,621 | 2,648,000 | 2.58% | ||
| 12 | Wills Financial Group, Inc. | 164,389 | 2,522,000 | 2.46% | ||
| 13 | WFG Advisors, LP | 118,544 | 1,818,000 | 1.77% | ||
| 14 | 1ST SOURCE BANK | 106,430 | 1,633,000 | 1.59% | ||
| 15 | Capital Investment Advisors, LLC | 85,699 | 1,315,000 | 1.28% | ||
| 16 | HighTower Advisors, LLC | 79,197 | 1,215,000 | 1.18% | ||
| 17 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 77,500 | 1,186,000 | 1.16% | ||
| 18 | FIRST TRUST ADVISORS LP | 61,274 | 940,000 | 0.92% | ||
| 19 | BARCLAYS PLC | 60,791 | 910,000 | 0.89% | ||
| 20 | ROBINSON CAPITAL MANAGEMENT, LLC | 54,800 | 819,000 | 0.80% | ||
| 21 | NAPLES GLOBAL ADVISORS, LLC | 44,743 | 686,000 | 0.67% | ||
| 22 | DOLIVER ADVISORS, LP | 42,736 | 656,000 | 0.64% | ||
| 23 | LPL Financial LLC | 42,317 | 649,000 | 0.63% | ||
| 24 | AQR CAPITAL MANAGEMENT LLC | 40,173 | 616,000 | 0.60% | ||
| 25 | Shaker Financial Services, LLC | 38,130 | 585,000 | 0.57% | ||
| 26 | STIFEL FINANCIAL CORP | 34,313 | 526,000 | 0.51% | ||
| 27 | Concert Wealth Management Inc. | 32,671 | 490,000 | 0.48% | ||
| 28 | Independence Trust CO | 29,424 | 451,000 | 0.44% | ||
| 29 | Horizon Kinetics LLC | 28,869 | 443,000 | 0.43% | ||
| 30 | ROYAL BANK OF CANADA | 22,966 | 352,000 | 0.34% | ||
| 31 | FIRST FOUNDATION ADVISORS | 19,554 | 300,000 | 0.29% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 19,242 | 295,000 | 0.29% | ||
| 33 | OPTIMUM INVESTMENT ADVISORS | 16,937 | 260,000 | 0.25% | ||
| 34 | Peachtree Investment Advisors, Inc. | 16,900 | 259,000 | 0.25% | ||
| 35 | Commonwealth Equity Services, Inc | 12,680 | 195,000 | 0.19% | ||
| 36 | First Houston Capital, Inc. | 5,300 | 81,000 | 0.08% | ||
| 37 | ZAZOVE ASSOCIATES LLC | 4,133 | 63,000 | 0.06% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 3,888 | 59,642 | 0.06% | ||
| 39 | Gary Goldberg Planning Services Inc | 3,000 | 46,000 | 0.04% | ||
| 40 | DUBUQUE BANK & TRUST CO | 3,000 | 46,000 | 0.04% | ||
| 41 | MUFG Americas Holdings Corp | 618 | 9,000 | 0.01% | ||
| 42 | MOTCO | 339 | 6,000 | 0.01% | ||
| 43 | US BANCORP \DE\ | 269 | 4,000 | 0.00% | ||
| 44 | CITIGROUP INC | 213 | 3,000 | 0.00% | ||
| 45 | MSI Financial Services Inc | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
