| 1 |
SIT INVESTMENT ASSOCIATES INC |
3,141,785 |
41,911,000 |
34.07% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
1,571,689 |
20,967,000 |
17.05% |
|
|
| 3 |
Saba Capital Management, L.P. |
1,084,102 |
14,462,000 |
11.76% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
535,626 |
7,145,000 |
5.81% |
|
|
| 5 |
RELATIVE VALUE PARTNERS GROUP, LLC |
363,455 |
4,874,000 |
3.96% |
|
|
| 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
303,360 |
4,047,000 |
3.29% |
|
|
| 7 |
FIRST FOUNDATION ADVISORS |
285,641 |
3,810,000 |
3.10% |
|
|
| 8 |
1607 Capital Partners, LLC |
262,864 |
3,507,000 |
2.85% |
|
|
| 9 |
Advisors Asset Management, Inc. |
249,074 |
3,323,000 |
2.70% |
|
|
| 10 |
Invesco Ltd. |
209,515 |
2,795,000 |
2.27% |
|
|
| 11 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
139,492 |
1,861,000 |
1.51% |
|
|
| 12 |
LPL Financial LLC |
77,779 |
1,035,000 |
0.84% |
|
|
| 13 |
AQR ARBITRAGE LLC |
76,436 |
1,020,000 |
0.83% |
|
|
| 14 |
MORGAN STANLEY |
73,188 |
977,000 |
0.79% |
|
|
| 15 |
HighTower Advisors, LLC |
68,730 |
918,000 |
0.75% |
|
|
| 16 |
FIRST TRUST ADVISORS LP |
63,214 |
843,000 |
0.69% |
|
|
| 17 |
CITIGROUP INC |
62,733 |
837,000 |
0.68% |
|
|
| 18 |
Capital Investment Advisors, LLC |
60,786 |
811,000 |
0.66% |
|
|
| 19 |
Cambridge Investment Research Advisors, Inc. |
59,144 |
789,000 |
0.64% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
53,577 |
715,000 |
0.58% |
|
|
| 21 |
WFG Advisors, LP |
52,888 |
706,000 |
0.57% |
|
|
| 22 |
UBS Group AG |
42,776 |
571,000 |
0.46% |
|
|
| 23 |
1ST SOURCE BANK |
39,476 |
527,000 |
0.43% |
|
|
| 24 |
Laurion Capital Management LP |
37,901 |
506,000 |
0.41% |
|
|
| 25 |
GUGGENHEIM CAPITAL LLC |
34,834 |
464,000 |
0.38% |
|
|
| 26 |
NAPLES GLOBAL ADVISORS, LLC |
30,188 |
403,000 |
0.33% |
|
|
| 27 |
Concert Wealth Management Inc. |
28,402 |
380,000 |
0.31% |
|
|
| 28 |
POINTE CAPITAL MANAGEMENT LLC |
27,929 |
373,000 |
0.30% |
|
|
| 29 |
CREDIT SUISSE AG/ |
26,128 |
348,000 |
0.28% |
|
|
| 30 |
NWAM LLC |
22,978 |
307,000 |
0.25% |
|
|
| 31 |
PNC FINANCIAL SERVICES GROUP, INC. |
22,829 |
304,000 |
0.25% |
|
|
| 32 |
RAYMOND JAMES & ASSOCIATES |
21,712 |
290,000 |
0.24% |
|
|
| 33 |
Shaker Financial Services, LLC |
19,240 |
257,000 |
0.21% |
|
|
| 34 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,153 |
162,000 |
0.13% |
|
|
| 35 |
ROYAL BANK OF CANADA |
11,105 |
148,000 |
0.12% |
|
|
| 36 |
Commonwealth Equity Services, Inc |
10,474 |
140,000 |
0.11% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
9,475 |
126,000 |
0.10% |
|
|
| 38 |
IFP ADVISORS, INC |
7,228 |
96,000 |
0.08% |
|
|
| 39 |
DEUTSCHE BANK AG\ |
5,000 |
66,000 |
0.05% |
|
|
| 40 |
BRUDERMAN ASSET MANAGEMENT, LLC |
3,000 |
40,000 |
0.03% |
|
|
| 41 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,392 |
32,000 |
0.03% |
|
|
| 42 |
MSI Financial Services Inc |
2,131 |
28,000 |
0.02% |
|
|
| 43 |
ENVESTNET ASSET MANAGEMENT INC |
1,250 |
17,000 |
0.01% |
|
|
| 44 |
GENEOS WEALTH MANAGEMENT INC. |
1,250 |
16,000 |
0.01% |
|
|
| 45 |
BANK OF MONTREAL /CAN/ |
1,180 |
16,000 |
0.01% |
|
|
| 46 |
Klingman & Associates, LLC |
1,000 |
13,000 |
0.01% |
|
|
| 47 |
Donald L. Hagan, LLC |
600 |
8,000 |
0.01% |
|
|
| 48 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
397 |
5,000 |
0.00% |
|
|
| 49 |
Tower Research Capital LLC (TRC) |
237 |
3,000 |
0.00% |
|
|
| 50 |
PENSERRA CAPITAL MANAGEMENT LLC |
192 |
2,000 |
0.00% |
|
|
