| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,082,699 | 16,446,000 | 17.82% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 672,421 | 10,214,000 | 11.07% | ||
| 3 | WELLS FARGO & COMPANY/MN | 620,743 | 9,428,000 | 10.22% | ||
| 4 | Relative Value Partners, LLC | 605,844 | 9,203,000 | 9.97% | ||
| 5 | Invesco Ltd. | 525,207 | 7,978,000 | 8.64% | PRN | |
| 6 | Karpus Management, Inc. | 274,565 | 4,171,000 | 4.52% | ||
| 7 | MORGAN STANLEY | 200,185 | 3,041,000 | 3.29% | ||
| 8 | UBS AG | 173,270 | 2,632,000 | 2.85% | ||
| 9 | FCA CORP /TX | 166,138 | 2,524,000 | 2.73% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 165,674 | 2,517,000 | 2.73% | ||
| 11 | Saba Capital Management, L.P. | 156,526 | 2,378,000 | 2.58% | ||
| 12 | Wills Financial Group, Inc. | 155,422 | 2,360,000 | 2.56% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 122,573 | 1,862,000 | 2.02% | ||
| 14 | 1ST SOURCE BANK | 120,182 | 1,826,000 | 1.98% | ||
| 15 | WFG Advisors, LP | 118,215 | 1,796,000 | 1.95% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 107,622 | 1,635,000 | 1.77% | ||
| 17 | HighTower Advisors, LLC | 95,149 | 1,445,000 | 1.57% | ||
| 18 | Capital Investment Advisors, LLC | 88,774 | 1,348,477 | 1.46% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 76,500 | 1,165,000 | 1.26% | ||
| 20 | BARCLAYS PLC | 59,794 | 894,000 | 0.97% | ||
| 21 | FIRST TRUST ADVISORS LP | 55,184 | 838,000 | 0.91% | ||
| 22 | LPL Financial LLC | 43,773 | 665,000 | 0.72% | ||
| 23 | NAPLES GLOBAL ADVISORS, LLC | 43,643 | 663,000 | 0.72% | ||
| 24 | DOLIVER ADVISORS, LP | 39,500 | 600,000 | 0.65% | ||
| 25 | Shaker Financial Services, LLC | 38,130 | 579,000 | 0.63% | ||
| 26 | STIFEL FINANCIAL CORP | 34,138 | 519,000 | 0.56% | ||
| 27 | AQR CAPITAL MANAGEMENT LLC | 33,416 | 508,000 | 0.55% | ||
| 28 | Concert Wealth Management Inc. | 32,671 | 495,000 | 0.54% | ||
| 29 | Horizon Kinetics LLC | 31,458 | 478,000 | 0.52% | ||
| 30 | ROYAL BANK OF CANADA | 26,614 | 404,000 | 0.44% | ||
| 31 | FOUNDERS FINANCIAL SECURITIES LLC | 18,625 | 283,000 | 0.31% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 17,713 | 269,000 | 0.29% | ||
| 33 | Peachtree Investment Advisors, Inc. | 16,900 | 257,000 | 0.28% | ||
| 34 | Commonwealth Equity Services, Inc | 13,872 | 211,000 | 0.23% | ||
| 35 | KMS FINANCIAL SERVICES, INC | 11,704 | 178,000 | 0.19% | ||
| 36 | ALLIANCEBERNSTEIN L.P. | 11,563 | 176,000 | 0.19% | ||
| 37 | CITIGROUP INC | 8,139 | 123,000 | 0.13% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 3,288 | 49,945 | 0.05% | ||
| 39 | DUBUQUE BANK & TRUST CO | 3,000 | 46,000 | 0.05% | ||
| 40 | Gary Goldberg Planning Services Inc | 3,000 | 46,000 | 0.05% | ||
| 41 | KANALY TRUST CO | 1,250 | 19,000 | 0.02% | ||
| 42 | MUFG Americas Holdings Corp | 598 | 9,000 | 0.01% | ||
| 43 | MOTCO | 339 | 6,000 | 0.01% | ||
| 44 | 1919 Investment Counsel, LLC | 202 | 4,000 | 0.00% | ||
| 45 | US BANCORP \DE\ | 269 | 4,000 | 0.00% | ||
| 46 | MSI Financial Services Inc | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
