| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,498,078 | 21,977,000 | 21.40% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,186,594 | 17,407,000 | 16.95% | ||
| 3 | WELLS FARGO & COMPANY/MN | 760,467 | 11,156,000 | 10.86% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 599,903 | 8,801,000 | 8.57% | ||
| 5 | Invesco Ltd. | 445,726 | 6,539,000 | 6.37% | PRN | |
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 289,588 | 4,248,000 | 4.14% | ||
| 7 | Saba Capital Management, L.P. | 219,336 | 3,218,000 | 3.13% | ||
| 8 | MORGAN STANLEY | 206,595 | 3,030,000 | 2.95% | ||
| 9 | FCA CORP /TX | 196,947 | 2,889,000 | 2.81% | ||
| 10 | UBS AG | 187,820 | 2,755,000 | 2.68% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 178,658 | 2,621,000 | 2.55% | ||
| 12 | Wills Financial Group, Inc. | 161,464 | 2,368,000 | 2.31% | ||
| 13 | WFG Advisors, LP | 126,882 | 1,861,000 | 1.81% | ||
| 14 | 1ST SOURCE BANK | 95,243 | 1,397,000 | 1.36% | ||
| 15 | Capital Investment Advisors, LLC | 83,099 | 1,219,000 | 1.19% | ||
| 16 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 77,500 | 1,135,000 | 1.11% | ||
| 17 | HighTower Advisors, LLC | 72,881 | 1,069,000 | 1.04% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 64,181 | 942,000 | 0.92% | ||
| 19 | FIRST TRUST ADVISORS LP | 63,967 | 938,000 | 0.91% | ||
| 20 | ROBINSON CAPITAL MANAGEMENT, LLC | 54,800 | 804,000 | 0.78% | ||
| 21 | DOLIVER ADVISORS, LP | 52,848 | 775,000 | 0.75% | ||
| 22 | Independence Trust CO | 49,294 | 723,000 | 0.70% | ||
| 23 | NAPLES GLOBAL ADVISORS, LLC | 48,303 | 709,000 | 0.69% | ||
| 24 | Shaker Financial Services, LLC | 40,121 | 589,000 | 0.57% | ||
| 25 | Concert Wealth Management Inc. | 35,207 | 519,000 | 0.51% | ||
| 26 | LPL Financial LLC | 34,367 | 502,000 | 0.49% | ||
| 27 | STIFEL FINANCIAL CORP | 32,313 | 474,000 | 0.46% | ||
| 28 | Horizon Kinetics LLC | 26,769 | 393,000 | 0.38% | ||
| 29 | FIRST FOUNDATION ADVISORS | 23,573 | 346,000 | 0.34% | ||
| 30 | ROYAL BANK OF CANADA | 19,168 | 281,000 | 0.27% | ||
| 31 | Peachtree Investment Advisors, Inc. | 16,900 | 248,000 | 0.24% | ||
| 32 | Commonwealth Equity Services, Inc | 12,448 | 183,000 | 0.18% | ||
| 33 | Janney Montgomery Scott LLC | 10,220 | 149,927 | 0.15% | ||
| 34 | OPTIMUM INVESTMENT ADVISORS | 10,172 | 147,000 | 0.14% | ||
| 35 | ZAZOVE ASSOCIATES LLC | 4,133 | 61,000 | 0.06% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 3,854 | 56,538 | 0.06% | ||
| 37 | Gary Goldberg Planning Services Inc | 3,000 | 44,000 | 0.04% | ||
| 38 | DUBUQUE BANK & TRUST CO | 3,000 | 44,000 | 0.04% | ||
| 39 | First Houston Capital, Inc. | 2,000 | 29,000 | 0.03% | ||
| 40 | CITIGROUP INC | 1,820 | 27,000 | 0.03% | ||
| 41 | MUFG Americas Holdings Corp | 546 | 8,000 | 0.01% | ||
| 42 | MOTCO | 339 | 6,000 | 0.01% | ||
| 43 | BARCLAYS PLC | 209 | 3,000 | 0.00% | ||
| 44 | MSI Financial Services Inc | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
