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EATON VANCE SHORT COM
EATON VANCE SHORT COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 51 Institutional holders with a total value of $123,001,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Investment Management, LLC 1 0 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 192 2,000 0.00%
3 Tower Research Capital LLC (TRC) 237 3,000 0.00%
4 BRONFMAN E.L. ROTHSCHILD, L.P. 397 5,000 0.00%
5 Donald L. Hagan, LLC 600 8,000 0.01%
6 Klingman & Associates, LLC 1,000 13,000 0.01%
7 BANK OF MONTREAL /CAN/ 1,180 16,000 0.01%
8 GENEOS WEALTH MANAGEMENT INC. 1,250 16,000 0.01%
9 ENVESTNET ASSET MANAGEMENT INC 1,250 17,000 0.01%
10 MSI Financial Services Inc 2,131 28,000 0.02%
11 AMERICAN INTERNATIONAL GROUP, INC. 2,392 32,000 0.03%
12 BRUDERMAN ASSET MANAGEMENT, LLC 3,000 40,000 0.03%
13 DEUTSCHE BANK AG\ 5,000 66,000 0.05%
14 IFP ADVISORS, INC 7,228 96,000 0.08%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,475 126,000 0.10%
16 Commonwealth Equity Services, Inc 10,474 140,000 0.11%
17 ROYAL BANK OF CANADA 11,105 148,000 0.12%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,153 162,000 0.13%
19 Shaker Financial Services, LLC 19,240 257,000 0.21%
20 RAYMOND JAMES & ASSOCIATES 21,712 290,000 0.24%
21 PNC FINANCIAL SERVICES GROUP, INC. 22,829 304,000 0.25%
22 NWAM LLC 22,978 307,000 0.25%
23 CREDIT SUISSE AG/ 26,128 348,000 0.28%
24 POINTE CAPITAL MANAGEMENT LLC 27,929 373,000 0.30%
25 Concert Wealth Management Inc. 28,402 380,000 0.31%
26 NAPLES GLOBAL ADVISORS, LLC 30,188 403,000 0.33%
27 GUGGENHEIM CAPITAL LLC 34,834 464,000 0.38%
28 Laurion Capital Management LP 37,901 506,000 0.41%
29 1ST SOURCE BANK 39,476 527,000 0.43%
30 UBS Group AG 42,776 571,000 0.46%
31 WFG Advisors, LP 52,888 706,000 0.57%
32 BANK OF AMERICA CORP /DE/ 53,577 715,000 0.58%
33 Cambridge Investment Research Advisors, Inc. 59,144 789,000 0.64%
34 Capital Investment Advisors, LLC 60,786 811,000 0.66%
35 CITIGROUP INC 62,733 837,000 0.68%
36 FIRST TRUST ADVISORS LP 63,214 843,000 0.69%
37 HighTower Advisors, LLC 68,730 918,000 0.75%
38 MORGAN STANLEY 73,188 977,000 0.79%
39 AQR ARBITRAGE LLC 76,436 1,020,000 0.83%
40 LPL Financial LLC 77,779 1,035,000 0.84%
41 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 139,492 1,861,000 1.51%
42 Invesco Ltd. 209,515 2,795,000 2.27%
43 Advisors Asset Management, Inc. 249,074 3,323,000 2.70%
44 1607 Capital Partners, LLC 262,864 3,507,000 2.85%
45 FIRST FOUNDATION ADVISORS 285,641 3,810,000 3.10%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 303,360 4,047,000 3.29%
47 RELATIVE VALUE PARTNERS GROUP, LLC 363,455 4,874,000 3.96%
48 RIVERNORTH CAPITAL MANAGEMENT, LLC 535,626 7,145,000 5.81%
49 Saba Capital Management, L.P. 1,084,102 14,462,000 11.76%
50 WELLS FARGO & COMPANY/MN 1,571,689 20,967,000 17.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.