| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 861,313 | 13,058,000 | 16.60% | ||
| 2 | MORGAN STANLEY | 551,516 | 8,361,000 | 10.63% | ||
| 3 | RESTRUCTURING CAPITAL ASSOCIATES LP | 411,555 | 6,461,000 | 8.22% | ||
| 4 | UBS AG | 330,453 | 5,010,000 | 6.37% | ||
| 5 | Invesco Ltd. | 246,532 | 3,738,000 | 4.75% | ||
| 6 | LEVITT CAPITAL MANAGEMENT LLC | 184,376 | 2,795,000 | 3.55% | ||
| 7 | ROBINSON CAPITAL MANAGEMENT, LLC | 174,385 | 2,644,000 | 3.36% | ||
| 8 | Horizon Kinetics LLC | 159,076 | 2,412,000 | 3.07% | ||
| 9 | PRUDENTIAL PLC | 150,000 | 2,274,000 | 2.89% | ||
| 10 | Trust Asset Management LLC | 146,484 | 2,221,000 | 2.82% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 144,626 | 2,193,000 | 2.79% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 139,013 | 2,107,000 | 2.68% | ||
| 13 | WELLS FARGO & COMPANY/MN | 125,602 | 1,903,000 | 2.42% | ||
| 14 | CPWM, LLC | 124,930 | 1,894,000 | 2.41% | ||
| 15 | LPL Financial LLC | 124,529 | 1,888,000 | 2.40% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 107,315 | 1,627,000 | 2.07% | ||
| 17 | OAK HILL ADVISORS LP | 106,823 | 1,619,000 | 2.06% | ||
| 18 | Absolute Return Capital, LLC | 89,327 | 1,354,000 | 1.72% | ||
| 19 | AMERIPRISE FINANCIAL INC | 79,167 | 1,200,000 | 1.53% | ||
| 20 | CREDIT SUISSE AG/ | 70,666 | 1,071,000 | 1.36% | ||
| 21 | DAVENPORT & Co LLC | 60,438 | 916,240 | 1.17% | ||
| 22 | NEW ENGLAND SECURITIES CORP /MA/ | 60,162 | 912,000 | 1.16% | ||
| 23 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 57,143 | 866,000 | 1.10% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 56,143 | 851,000 | 1.08% | ||
| 25 | Capital Investment Advisors, LLC | 55,981 | 848,675 | 1.08% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 47,072 | 714,000 | 0.91% | ||
| 27 | M&T BANK CORP | 41,266 | 625,000 | 0.79% | ||
| 28 | DEUTSCHE BANK AG\ | 40,710 | 616,000 | 0.78% | ||
| 29 | SeaBridge Investment Advisors LLC | 31,330 | 475,000 | 0.60% | ||
| 30 | Private Advisor Group, LLC | 30,830 | 467,000 | 0.59% | ||
| 31 | Commonwealth Equity Services, Inc | 30,523 | 463,000 | 0.59% | ||
| 32 | COHEN & STEERS, INC. | 26,739 | 405,000 | 0.52% | ||
| 33 | BANK OF MONTREAL /CAN/ | 25,480 | 386,000 | 0.49% | ||
| 34 | SHEPHERD KAPLAN KROCHUK, LLC | 24,340 | 369,000 | 0.47% | ||
| 35 | Steinberg Global Asset Management | 24,349 | 369,000 | 0.47% | ||
| 36 | B. Riley Wealth Advisors, Inc. | 21,153 | 321,000 | 0.41% | ||
| 37 | BEESE FULMER INVESTMENT MANAGEMENT, INC. | 19,290 | 292,000 | 0.37% | ||
| 38 | ROYAL BANK OF CANADA | 19,197 | 291,000 | 0.37% | ||
| 39 | 10-15 ASSOCIATES, INC. | 16,050 | 243,000 | 0.31% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,949 | 242,000 | 0.31% | ||
| 41 | Yellowstone Partners, LLC | 14,343 | 217,000 | 0.28% | ||
| 42 | WOLVERINE ASSET MANAGEMENT LLC | 13,429 | 203,000 | 0.26% | ||
| 43 | Financial Advantage, Inc. | 12,367 | 187,000 | 0.24% | ||
| 44 | Janney Montgomery Scott LLC | 12,066 | 182,923 | 0.23% | ||
| 45 | SHUFRO ROSE & CO LLC | 11,300 | 171,000 | 0.22% | ||
| 46 | SCOTIA CAPITAL INC. | 10,989 | 166,000 | 0.21% | ||
| 47 | WEDBUSH SECURITIES INC | 10,900 | 165,000 | 0.21% | ||
| 48 | CITIGROUP INC | 10,682 | 162,000 | 0.21% | ||
| 49 | ADVISORY RESEARCH INC | 9,845 | 149,000 | 0.19% | ||
| 50 | BNP PARIBAS FINANCIAL MARKETS | 7,000 | 104,510 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
