| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 822,546 | 11,886,000 | 13.26% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 642,389 | 9,281,000 | 10.36% | ||
| 3 | RESTRUCTURING CAPITAL ASSOCIATES LP | 556,377 | 8,040,000 | 8.97% | ||
| 4 | Invesco Ltd. | 472,830 | 6,832,000 | 7.62% | ||
| 5 | Trust Asset Management LLC | 318,533 | 4,603,000 | 5.14% | ||
| 6 | CREDIT SUISSE AG/ | 218,310 | 3,155,000 | 3.52% | ||
| 7 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 211,956 | 3,116,000 | 3.48% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 213,468 | 3,085,000 | 3.44% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 208,805 | 3,017,000 | 3.37% | ||
| 10 | UBS Group AG | 205,015 | 2,962,000 | 3.31% | ||
| 11 | PRUDENTIAL PLC | 200,000 | 2,890,000 | 3.22% | ||
| 12 | AMERIPRISE FINANCIAL INC | 192,712 | 2,785,000 | 3.11% | ||
| 13 | LPL Financial LLC | 161,959 | 2,345,000 | 2.62% | ||
| 14 | Horizon Kinetics LLC | 153,216 | 2,214,000 | 2.47% | ||
| 15 | MARINER INVESTMENT GROUP LLC | 150,961 | 2,181,000 | 2.43% | ||
| 16 | WELLS FARGO & COMPANY/MN | 149,884 | 2,165,000 | 2.42% | ||
| 17 | COHEN & STEERS CAPITAL MANAGEMENT INC | 122,858 | 1,775,000 | 1.98% | ||
| 18 | COHEN & STEERS, INC. | 122,858 | 1,775,000 | 1.98% | ||
| 19 | CPWM, LLC | 120,527 | 1,742,000 | 1.94% | ||
| 20 | OAK HILL ADVISORS LP | 103,344 | 1,493,000 | 1.67% | ||
| 21 | WHITE PINE CAPITAL LLC | 78,752 | 1,138,000 | 1.27% | ||
| 22 | Capital Investment Advisors, LLC | 53,695 | 1,098,000 | 1.23% | ||
| 23 | HUNTINGTON NATIONAL BANK | 62,543 | 904,000 | 1.01% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 52,445 | 758,000 | 0.85% | ||
| 25 | DAVENPORT & Co LLC | 44,247 | 639,369 | 0.71% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 40,422 | 584,000 | 0.65% | ||
| 27 | DEUTSCHE BANK AG\ | 34,805 | 502,000 | 0.56% | ||
| 28 | BANK OF MONTREAL /CAN/ | 34,340 | 496,000 | 0.55% | ||
| 29 | Robert W. Baird & Co. Inc | 32,265 | 466,000 | 0.52% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 30,375 | 439,000 | 0.49% | ||
| 31 | Rock Point Advisors, LLC | 27,350 | 395,000 | 0.44% | ||
| 32 | 10-15 ASSOCIATES, INC. | 27,025 | 390,000 | 0.44% | ||
| 33 | CAZ INVESTMENTS LP | 23,696 | 342,000 | 0.38% | ||
| 34 | Private Advisor Group, LLC | 22,715 | 328,000 | 0.37% | ||
| 35 | Sandy Spring Bank | 21,500 | 311,000 | 0.35% | ||
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 19,470 | 281,000 | 0.31% | ||
| 37 | ROYAL BANK OF CANADA | 18,107 | 261,000 | 0.29% | ||
| 38 | Commonwealth Equity Services, Inc | 16,567 | 239,000 | 0.27% | ||
| 39 | WADE G W & INC | 16,105 | 233,000 | 0.26% | ||
| 40 | Yellowstone Partners, LLC | 14,872 | 215,000 | 0.24% | ||
| 41 | BNP PARIBAS FINANCIAL MARKETS | 14,135 | 204,251 | 0.23% | ||
| 42 | BOSTON ADVISORS LLC | 13,390 | 193,000 | 0.22% | ||
| 43 | Sigma Planning Corp | 12,969 | 187,000 | 0.21% | ||
| 44 | Steinberg Global Asset Management | 12,538 | 181,000 | 0.20% | ||
| 45 | Financial Advantage, Inc. | 12,367 | 179,000 | 0.20% | ||
| 46 | POINTE CAPITAL MANAGEMENT LLC | 12,300 | 178,000 | 0.20% | ||
| 47 | Yorktown Management & Research Co Inc | 11,500 | 166,000 | 0.19% | ||
| 48 | SHUFRO ROSE & CO LLC | 11,100 | 160,000 | 0.18% | ||
| 49 | SCOTIA CAPITAL INC. | 10,513 | 152,000 | 0.17% | ||
| 50 | CITIGROUP INC | 7,569 | 109,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
