| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 741,063 | 10,145,000 | 11.56% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 571,757 | 7,827,000 | 8.92% | ||
| 3 | RESTRUCTURING CAPITAL ASSOCIATES LP | 546,377 | 7,480,000 | 8.52% | ||
| 4 | Invesco Ltd. | 459,319 | 6,288,000 | 7.16% | ||
| 5 | CREDIT SUISSE AG/ | 335,945 | 4,599,000 | 5.24% | ||
| 6 | Bain Capital Credit, LP | 327,301 | 4,481,000 | 5.11% | ||
| 7 | Trust Asset Management LLC | 256,759 | 3,515,000 | 4.00% | ||
| 8 | UBS Group AG | 224,743 | 3,077,000 | 3.51% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 212,742 | 2,912,000 | 3.32% | ||
| 10 | PRUDENTIAL PLC | 200,000 | 2,738,000 | 3.12% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 182,166 | 2,494,000 | 2.84% | ||
| 12 | AMERIPRISE FINANCIAL INC | 159,450 | 2,183,000 | 2.49% | ||
| 13 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 154,926 | 2,121,000 | 2.42% | ||
| 14 | Horizon Kinetics LLC | 154,816 | 2,119,000 | 2.41% | ||
| 15 | ENVESTNET ASSET MANAGEMENT INC | 151,353 | 2,072,000 | 2.36% | ||
| 16 | WELLS FARGO & COMPANY/MN | 125,767 | 1,722,000 | 1.96% | ||
| 17 | CPWM, LLC | 118,952 | 1,628,000 | 1.85% | ||
| 18 | LPL Financial LLC | 115,400 | 1,580,000 | 1.80% | ||
| 19 | OAK HILL ADVISORS LP | 103,344 | 1,415,000 | 1.61% | ||
| 20 | CORNERSTONE ADVISORS INC | 72,977 | 999,000 | 1.14% | ||
| 21 | WHITE PINE CAPITAL LLC | 71,452 | 978,000 | 1.11% | ||
| 22 | SG Americas Securities, LLC | 65,193 | 892,000 | 1.02% | ||
| 23 | HUNTINGTON NATIONAL BANK | 62,543 | 856,000 | 0.98% | PRN | |
| 24 | BNP PARIBAS FINANCIAL MARKETS | 60,858 | 833,146 | 0.95% | ||
| 25 | DRW Securities, LLC | 57,919 | 793,000 | 0.90% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 57,898 | 793,000 | 0.90% | ||
| 27 | Capital Investment Advisors, LLC | 53,675 | 735,000 | 0.84% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 50,409 | 690,000 | 0.79% | ||
| 29 | Laurion Capital Management LP | 50,289 | 688,000 | 0.78% | ||
| 30 | DAVENPORT & Co LLC | 45,247 | 619,431 | 0.71% | ||
| 31 | DEUTSCHE BANK AG\ | 43,290 | 591,000 | 0.67% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 36,605 | 501,000 | 0.57% | ||
| 33 | BANK OF MONTREAL /CAN/ | 33,250 | 455,000 | 0.52% | ||
| 34 | Robert W. Baird & Co. Inc | 30,904 | 423,000 | 0.48% | ||
| 35 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 30,437 | 417,000 | 0.48% | ||
| 36 | M&T BANK CORP | 28,850 | 394,000 | 0.45% | ||
| 37 | Rock Point Advisors, LLC | 27,350 | 374,000 | 0.43% | ||
| 38 | 10-15 ASSOCIATES, INC. | 27,025 | 369,000 | 0.42% | ||
| 39 | COHEN & STEERS, INC. | 26,739 | 366,000 | 0.42% | ||
| 40 | CAZ INVESTMENTS LP | 24,824 | 340,000 | 0.39% | ||
| 41 | SHEPHERD KAPLAN KROCHUK, LLC | 24,340 | 334,000 | 0.38% | ||
| 42 | Private Advisor Group, LLC | 23,250 | 318,000 | 0.36% | ||
| 43 | Virtu KCG Holdings LLC | 21,524 | 295,000 | 0.34% | ||
| 44 | ROYAL BANK OF CANADA | 19,365 | 265,000 | 0.30% | ||
| 45 | Commonwealth Equity Services, Inc | 18,386 | 252,000 | 0.29% | ||
| 46 | DOLIVER ADVISORS, LP | 16,673 | 228,000 | 0.26% | ||
| 47 | WFG Advisors, LP | 15,700 | 215,000 | 0.24% | ||
| 48 | Yellowstone Partners, LLC | 14,804 | 203,000 | 0.23% | ||
| 49 | Steinberg Global Asset Management | 14,431 | 198,000 | 0.23% | ||
| 50 | AQR CAPITAL MANAGEMENT LLC | 13,706 | 188,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
