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EATON VANCE SR FLTNG RTE TR
EATON VANCE SR FLTNG RTE TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 66 Institutional holders with a total value of $78,639,232.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15 0 0.00%
2 Winslow, Evans & Crocker, Inc. 200 3,032 0.00%
3 ETRADE Capital Management LLC 288 4,000 0.01%
4 Tower Research Capital LLC (TRC) 590 9,000 0.01%
5 PNC FINANCIAL SERVICES GROUP, INC. 600 10,000 0.01%
6 Gradient Investments LLC 840 13,000 0.02%
7 CENTRAL TRUST Co 945 14,000 0.02%
8 Hudock, Inc. 999 15,000 0.02%
9 US BANCORP \DE\ 1,500 23,000 0.03%
10 CAPTRUST FINANCIAL ADVISORS 1,915 29,000 0.04%
11 AMERICAN INTERNATIONAL GROUP, INC. 2,299 34,852 0.04%
12 Ledyard National Bank 2,288 35,000 0.04%
13 Covenant Multifamily Offices, LLC 2,366 36,000 0.05%
14 WFG Advisors, LP 3,700 56,000 0.07%
15 Avior Wealth Management, LLC 4,150 63,000 0.08%
16 WHITTIER TRUST CO 5,600 85,000 0.11%
17 BNP PARIBAS FINANCIAL MARKETS 7,000 104,510 0.13%
18 ADVISORY RESEARCH INC 9,845 149,000 0.19%
19 CITIGROUP INC 10,682 162,000 0.21%
20 WEDBUSH SECURITIES INC 10,900 165,000 0.21%
21 SCOTIA CAPITAL INC. 10,989 166,000 0.21%
22 SHUFRO ROSE & CO LLC 11,300 171,000 0.22%
23 Janney Montgomery Scott LLC 12,066 182,923 0.23%
24 Financial Advantage, Inc. 12,367 187,000 0.24%
25 WOLVERINE ASSET MANAGEMENT LLC 13,429 203,000 0.26%
26 Yellowstone Partners, LLC 14,343 217,000 0.28%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,949 242,000 0.31%
28 10-15 ASSOCIATES, INC. 16,050 243,000 0.31%
29 ROYAL BANK OF CANADA 19,197 291,000 0.37%
30 BEESE FULMER INVESTMENT MANAGEMENT, INC. 19,290 292,000 0.37%
31 B. Riley Wealth Advisors, Inc. 21,153 321,000 0.41%
32 SHEPHERD KAPLAN KROCHUK, LLC 24,340 369,000 0.47%
33 Steinberg Global Asset Management 24,349 369,000 0.47%
34 BANK OF MONTREAL /CAN/ 25,480 386,000 0.49%
35 COHEN & STEERS, INC. 26,739 405,000 0.52%
36 Commonwealth Equity Services, Inc 30,523 463,000 0.59%
37 Private Advisor Group, LLC 30,830 467,000 0.59%
38 SeaBridge Investment Advisors LLC 31,330 475,000 0.60%
39 DEUTSCHE BANK AG\ 40,710 616,000 0.78%
40 M&T BANK CORP 41,266 625,000 0.79%
41 Cambridge Investment Research Advisors, Inc. 47,072 714,000 0.91%
42 Capital Investment Advisors, LLC 55,981 848,675 1.08%
43 ENVESTNET ASSET MANAGEMENT INC 56,143 851,000 1.08%
44 UNITED CAPITAL FINANCIAL ADVISORS, LLC 57,143 866,000 1.10%
45 NEW ENGLAND SECURITIES CORP /MA/ 60,162 912,000 1.16%
46 DAVENPORT & Co LLC 60,438 916,240 1.17%
47 CREDIT SUISSE AG/ 70,666 1,071,000 1.36%
48 AMERIPRISE FINANCIAL INC 79,167 1,200,000 1.53%
49 Absolute Return Capital, LLC 89,327 1,354,000 1.72%
50 OAK HILL ADVISORS LP 106,823 1,619,000 2.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.