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EATON VANCE SR FLTNG RTE TR
EATON VANCE SR FLTNG RTE TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 68 Institutional holders with a total value of $90,034,720.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15 0 0.00%
2 Creative Planning 100 1,000 0.00%
3 MACROVIEW INVESTMENT MANAGEMENT LLC 100 1,000 0.00%
4 Winslow, Evans & Crocker, Inc. 200 2,878 0.00%
5 MSI Financial Services Inc 277 4,000 0.00%
6 NEW ENGLAND SECURITIES CORP /MA/ 859 12,000 0.01%
7 WOLVERINE ASSET MANAGEMENT LLC 861 12,000 0.01%
8 Covenant Multifamily Offices, LLC 966 14,000 0.02%
9 Hudock, Inc. 999 14,000 0.02%
10 US BANCORP \DE\ 1,500 22,000 0.02%
11 Ledyard National Bank 2,288 33,000 0.04%
12 PNC FINANCIAL SERVICES GROUP, INC. 2,600 37,000 0.04%
13 BARCLAYS PLC 4,134 57,000 0.06%
14 Avior Wealth Management, LLC 4,150 60,000 0.07%
15 Tower Research Capital LLC (TRC) 4,673 67,000 0.07%
16 WHITTIER TRUST CO 5,600 81,000 0.09%
17 AMERICAN INTERNATIONAL GROUP, INC. 6,499 93,520 0.10%
18 CITIGROUP INC 9,009 130,000 0.14%
19 WEDBUSH SECURITIES INC 10,900 157,000 0.17%
20 SCOTIA CAPITAL INC. 10,978 158,000 0.18%
21 SHUFRO ROSE & CO LLC 11,300 162,000 0.18%
22 WFG Advisors, LP 11,700 168,000 0.19%
23 Virtu KCG Holdings LLC 11,735 169,000 0.19%
24 Financial Advantage, Inc. 12,367 178,000 0.20%
25 Rock Point Advisors, LLC 14,360 207,000 0.23%
26 Yellowstone Partners, LLC 14,771 213,000 0.24%
27 ROYAL BANK OF CANADA 16,665 240,000 0.27%
28 BEESE FULMER INVESTMENT MANAGEMENT, INC. 16,890 243,000 0.27%
29 B. Riley Wealth Advisors, Inc. 18,034 260,000 0.29%
30 Commonwealth Equity Services, Inc 22,347 322,000 0.36%
31 10-15 ASSOCIATES, INC. 23,200 333,000 0.37%
32 Private Advisor Group, LLC 23,570 339,000 0.38%
33 SHEPHERD KAPLAN KROCHUK, LLC 24,340 350,000 0.39%
34 Steinberg Global Asset Management 24,554 353,000 0.39%
35 COHEN & STEERS, INC. 26,739 385,000 0.43%
36 Robert W. Baird & Co. Inc 30,388 437,000 0.49% SH
37 BANK OF MONTREAL /CAN/ 33,250 478,000 0.53%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,220 579,000 0.64%
39 DEUTSCHE BANK AG\ 43,495 624,000 0.69%
40 M&T BANK CORP 43,566 627,000 0.70%
41 Cambridge Investment Research Advisors, Inc. 51,499 741,000 0.82%
42 Capital Investment Advisors, LLC 52,171 751,000 0.83%
43 DAVENPORT & Co LLC 52,512 755,648 0.84%
44 HUNTINGTON NATIONAL BANK 58,781 846,000 0.94% PRN
45 MARINER INVESTMENT GROUP LLC 63,122 908,000 1.01%
46 WHITE PINE CAPITAL LLC 68,902 991,000 1.10%
47 RAYMOND JAMES & ASSOCIATES 80,666 1,161,000 1.29%
48 BNP PARIBAS FINANCIAL MARKETS 98,518 1,417,674 1.57%
49 OAK HILL ADVISORS LP 103,344 1,487,000 1.65%
50 CORNERSTONE ADVISORS INC 105,632 1,520,000 1.69%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.