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EATON VANCE SR FLTNG RTE TR
EATON VANCE SR FLTNG RTE TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 68 Institutional holders with a total value of $90,034,720.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 LPL Financial LLC 116,686 1,680,000 1.87%
52 CPWM, LLC 118,923 1,711,000 1.90%
53 WELLS FARGO & COMPANY/MN 134,387 1,934,000 2.15%
54 Trust Asset Management LLC 142,194 2,114,000 2.35%
55 PRUDENTIAL PLC 150,000 2,159,000 2.40%
56 Horizon Kinetics LLC 158,426 2,280,000 2.53%
57 BANK OF AMERICA CORP /DE/ 164,204 2,363,000 2.62%
58 ROBINSON CAPITAL MANAGEMENT, LLC 165,107 2,376,000 2.64%
59 AMERIPRISE FINANCIAL INC 167,747 2,414,000 2.68%
60 ENVESTNET ASSET MANAGEMENT INC 187,110 2,693,000 2.99%
61 UNITED CAPITAL FINANCIAL ADVISORS, LLC 195,848 2,818,000 3.13%
62 UBS AG 238,523 3,432,000 3.81%
63 Bain Capital Credit, LP 276,806 3,983,000 4.42%
64 CREDIT SUISSE AG/ 289,859 4,171,000 4.63%
65 Invesco Ltd. 341,725 4,918,000 5.46%
66 MORGAN STANLEY 535,083 7,700,000 8.55%
67 GUGGENHEIM CAPITAL LLC 691,036 9,944,000 11.04%
68 RESTRUCTURING CAPITAL ASSOCIATES LP 902,070 13,143,000 14.60%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.