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EATON VANCE SR FLTNG RTE TR
EATON VANCE SR FLTNG RTE TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 78 Institutional holders with a total value of $87,771,844.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15 0 0.00%
2 Hedeker Wealth, LLC 100 1,000 0.00%
3 Winslow, Evans & Crocker, Inc. 200 2,738 0.00%
4 MSI Financial Services Inc 277 4,000 0.00%
5 NATIONAL PLANNING CORP 400 5,404 0.01%
6 NEW ENGLAND SECURITIES CORP /MA/ 859 12,000 0.01%
7 Covenant Multifamily Offices, LLC 966 13,000 0.01%
8 Hudock, Inc. 999 14,000 0.02%
9 CITY HOLDING CO 1,000 14,000 0.02%
10 Stratos Wealth Partners, LTD. 1,180 16,154 0.02%
11 US BANCORP \DE\ 1,500 21,000 0.02%
12 Avior Wealth Management, LLC 1,500 21,000 0.02%
13 CAPTRUST FINANCIAL ADVISORS 1,615 22,000 0.03%
14 Brick & Kyle, Associates 1,750 24,000 0.03%
15 PNC FINANCIAL SERVICES GROUP, INC. 2,000 27,000 0.03%
16 Creative Planning 2,100 29,000 0.03%
17 Ledyard National Bank 2,288 31,000 0.04%
18 WHITTIER TRUST CO 5,600 77,000 0.09%
19 AMERICAN INTERNATIONAL GROUP, INC. 6,499 88,971 0.10%
20 Highlander Capital Management, LLC 6,500 89,000 0.10%
21 CITIGROUP INC 9,604 132,000 0.15%
22 GOLDMAN SACHS GROUP INC 10,132 139,000 0.16%
23 SCOTIA CAPITAL INC. 10,978 150,000 0.17%
24 BEESE FULMER INVESTMENT MANAGEMENT, INC. 11,640 159,000 0.18%
25 Sigma Planning Corp 11,788 161,000 0.18%
26 SHUFRO ROSE & CO LLC 12,300 168,000 0.19%
27 Financial Advantage, Inc. 12,367 169,000 0.19%
28 BOSTON ADVISORS LLC 13,390 183,000 0.21%
29 AQR CAPITAL MANAGEMENT LLC 13,706 188,000 0.21%
30 Steinberg Global Asset Management 14,431 198,000 0.23%
31 Yellowstone Partners, LLC 14,804 203,000 0.23%
32 WFG Advisors, LP 15,700 215,000 0.24%
33 DOLIVER ADVISORS, LP 16,673 228,000 0.26%
34 Commonwealth Equity Services, Inc 18,386 252,000 0.29%
35 ROYAL BANK OF CANADA 19,365 265,000 0.30%
36 Virtu KCG Holdings LLC 21,524 295,000 0.34%
37 Private Advisor Group, LLC 23,250 318,000 0.36%
38 SHEPHERD KAPLAN KROCHUK, LLC 24,340 334,000 0.38%
39 CAZ INVESTMENTS LP 24,824 340,000 0.39%
40 COHEN & STEERS, INC. 26,739 366,000 0.42%
41 10-15 ASSOCIATES, INC. 27,025 369,000 0.42%
42 Rock Point Advisors, LLC 27,350 374,000 0.43%
43 M&T BANK CORP 28,850 394,000 0.45%
44 RIVERNORTH CAPITAL MANAGEMENT, LLC 30,437 417,000 0.48%
45 Robert W. Baird & Co. Inc 30,904 423,000 0.48%
46 BANK OF MONTREAL /CAN/ 33,250 455,000 0.52%
47 Cambridge Investment Research Advisors, Inc. 36,605 501,000 0.57%
48 DEUTSCHE BANK AG\ 43,290 591,000 0.67%
49 DAVENPORT & Co LLC 45,247 619,431 0.71%
50 Laurion Capital Management LP 50,289 688,000 0.78%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.