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EATON VANCE SR FLTNG RTE TR
EATON VANCE SR FLTNG RTE TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 70 Institutional holders with a total value of $95,878,526.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 25 0 0.00%
2 Winslow, Evans & Crocker, Inc. 200 2,638 0.00%
3 Simplicity Solutions, LLC 372 4,907 0.01%
4 WASHINGTON TRUST BANK 802 11,000 0.01%
5 WOODMONT INVESTMENT COUNSEL LLC 1,000 13,000 0.01%
6 Hudock, Inc. 999 13,000 0.01%
7 Creative Planning 1,100 15,000 0.02%
8 Avior Wealth Management, LLC 1,500 20,000 0.02%
9 US BANCORP \DE\ 1,569 21,000 0.02%
10 Brick & Kyle, Associates 1,750 23,000 0.02%
11 MSI Financial Services Inc 2,021 27,000 0.03%
12 Ledyard National Bank 2,288 30,000 0.03%
13 PNC FINANCIAL SERVICES GROUP, INC. 2,687 35,000 0.04%
14 Brookstone Capital Management 3,000 40,000 0.04%
15 Hurley Capital, LLC 2,950 40,533 0.04%
16 Donald L. Hagan, LLC 3,500 46,000 0.05%
17 Highlander Capital Management, LLC 4,000 52,000 0.05%
18 WHITTIER TRUST CO 5,600 74,000 0.08%
19 AMERICAN INTERNATIONAL GROUP, INC. 7,763 103,000 0.11%
20 CITIGROUP INC 8,563 113,000 0.12%
21 SCOTIA CAPITAL INC. 10,606 140,000 0.15%
22 DOLIVER ADVISORS, LP 10,739 142,000 0.15%
23 FIFTH THIRD BANCORP 11,285 149,000 0.16%
24 Steinberg Global Asset Management 11,352 150,000 0.16%
25 Sigma Planning Corp 12,068 159,000 0.17%
26 Financial Advantage, Inc. 12,367 163,000 0.17%
27 WADE G W & INC 12,530 165,000 0.17%
28 POINTE CAPITAL MANAGEMENT LLC 12,700 168,000 0.18%
29 SHUFRO ROSE & CO LLC 12,850 169,000 0.18%
30 BOSTON ADVISORS LLC 13,390 177,000 0.18%
31 Commonwealth Equity Services, Inc 13,546 179,000 0.19%
32 SHEPHERD KAPLAN KROCHUK, LLC 13,757 182,000 0.19%
33 DEUTSCHE BANK AG\ 14,225 186,000 0.19%
34 ROYAL BANK OF CANADA 16,546 218,000 0.23%
35 Yellowstone Partners, LLC 16,756 221,000 0.23%
36 Sandy Spring Bank 20,500 270,000 0.28%
37 10-15 ASSOCIATES, INC. 20,575 271,000 0.28%
38 Private Advisor Group, LLC 22,695 299,000 0.31%
39 Allen Investment Management, LLC 23,426 309,000 0.32%
40 Raymond James Financial Services Advisors, Inc. 24,880 328,000 0.34%
41 Rock Point Advisors, LLC 25,490 336,000 0.35%
42 Cambridge Investment Research Advisors, Inc. 33,054 436,000 0.45%
43 BAIRD FINANCIAL GROUP, INC. 34,242 452,000 0.47%
44 BANK OF MONTREAL /CAN/ 36,000 475,000 0.50%
45 DAVENPORT & Co LLC 37,335 492,448 0.51%
46 Yorktown Management & Research Co Inc 38,000 502,000 0.52%
47 HUNTINGTON NATIONAL BANK 38,539 508,000 0.53% PRN
48 RAYMOND JAMES & ASSOCIATES 46,417 612,000 0.64%
49 Capital Investment Advisors, LLC 70,228 929,000 0.97%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 77,027 1,016,000 1.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.