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EATON VANCE SR FLTNG RTE TR
EATON VANCE SR FLTNG RTE TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 77 Institutional holders with a total value of $108,132,051.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 196 2,560 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 392 5,000 0.00%
3 Hudock, Inc. 499 6,000 0.01%
4 GENEOS WEALTH MANAGEMENT INC. 750 9,000 0.01%
5 SeaBridge Investment Advisors LLC 770 10,000 0.01%
6 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,400 18,000 0.02%
7 US BANCORP \DE\ 1,500 20,000 0.02%
8 Avior Wealth Management, LLC 1,500 20,000 0.02%
9 Advisory Services Network, LLC 1,522 20,000 0.02%
10 Creative Planning 1,600 21,000 0.02%
11 Brick & Kyle, Associates 1,750 23,000 0.02%
12 WASHINGTON TRUST BANK 2,002 26,000 0.02%
13 Highlander Capital Management, LLC 2,000 26,000 0.02%
14 PNC FINANCIAL SERVICES GROUP, INC. 2,184 29,000 0.03%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,010 39,000 0.04%
16 WHITTIER TRUST CO 5,600 73,000 0.07%
17 ADVISOR GROUP, INC. 5,704 73,000 0.07%
18 MSI Financial Services Inc 7,538 99,000 0.09%
19 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 8,242 108,000 0.10%
20 CITIGROUP INC 8,606 113,000 0.10%
21 DEUTSCHE BANK AG\ 10,575 138,000 0.13%
22 Bank of New York Mellon Corp 10,875 142,000 0.13%
23 Allen Investment Management, LLC 11,223 147,000 0.14%
24 Sigma Planning Corp 11,872 155,000 0.14%
25 WADE G W & INC 12,530 164,000 0.15%
26 SHUFRO ROSE & CO LLC 14,650 192,000 0.18% PRN
27 ROYAL BANK OF CANADA 14,832 195,000 0.18%
28 BANK OF MONTREAL /CAN/ 16,900 221,000 0.20%
29 Yellowstone Partners, LLC 17,489 229,000 0.21%
30 Virtu KCG Holdings LLC 17,995 235,000 0.22%
31 INVESTMENT CENTERS OF AMERICA INC 18,794 246,000 0.23%
32 Sandy Spring Bank 20,500 268,000 0.25%
33 10-15 ASSOCIATES, INC. 21,950 287,000 0.27%
34 Oxbow Advisors, LLC 22,980 301,000 0.28%
35 Rock Point Advisors, LLC 23,314 305,000 0.28%
36 NATIONAL PLANNING CORP 23,459 312,000 0.29%
37 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 30,030 393,000 0.36%
38 Choate Investment Advisors 30,980 405,218 0.37%
39 DAVENPORT & Co LLC 33,660 440,273 0.41%
40 Commonwealth Equity Services, Inc 34,109 446,000 0.41%
41 Private Advisor Group, LLC 35,474 465,000 0.43%
42 Cambridge Investment Research Advisors, Inc. 36,553 478,000 0.44%
43 Capital Investment Advisors, LLC 39,840 521,000 0.48%
44 RAYMOND JAMES & ASSOCIATES 43,881 574,000 0.53%
45 Advisors Asset Management, Inc. 45,842 600,000 0.55%
46 Shaker Financial Services, LLC 46,548 609,000 0.56%
47 PROFICIO CAPITAL PARTNERS LLC 52,996 711,000 0.66%
48 Raymond James Financial Services Advisors, Inc. 54,382 711,000 0.66%
49 K.J. Harrison & Partners Inc 55,000 719,000 0.66%
50 BAIRD FINANCIAL GROUP, INC. 68,678 898,000 0.83%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.