| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,471,579 | 20,793,000 | 18.16% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 717,518 | 10,139,000 | 8.85% | ||
| 3 | Invesco Ltd. | 703,661 | 9,943,000 | 8.68% | ||
| 4 | MORGAN STANLEY | 638,552 | 9,023,000 | 7.88% | ||
| 5 | RESTRUCTURING CAPITAL ASSOCIATES LP | 455,255 | 6,433,000 | 5.62% | ||
| 6 | AMERIPRISE FINANCIAL INC | 320,118 | 4,533,000 | 3.96% | ||
| 7 | PRUDENTIAL PLC | 303,200 | 4,284,000 | 3.74% | ||
| 8 | UBS Group AG | 283,166 | 4,001,000 | 3.49% | ||
| 9 | COHEN & STEERS, INC. | 254,342 | 3,594,000 | 3.14% | ||
| 10 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 231,548 | 3,272,000 | 2.86% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 189,318 | 2,676,000 | 2.34% | ||
| 12 | Advisors Asset Management, Inc. | 172,946 | 2,444,000 | 2.13% | ||
| 13 | Bain Capital Credit, LP | 163,585 | 2,311,000 | 2.02% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 148,923 | 2,104,000 | 1.84% | ||
| 15 | WHITE PINE CAPITAL LLC | 131,347 | 1,856,000 | 1.62% | ||
| 16 | CPWM, LLC | 117,826 | 1,665,000 | 1.45% | ||
| 17 | IFP ADVISORS, INC | 115,445 | 1,631,000 | 1.42% | ||
| 18 | COMERICA SECURITIES INC | 112,032 | 1,583,000 | 1.38% | ||
| 19 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 103,852 | 1,467,000 | 1.28% | ||
| 20 | ENVESTNET ASSET MANAGEMENT INC | 97,013 | 1,371,000 | 1.20% | ||
| 21 | LOOMIS SAYLES & CO L P | 92,410 | 1,306,000 | 1.14% | ||
| 22 | LPL Financial LLC | 86,794 | 1,231,000 | 1.08% | ||
| 23 | ROBINSON CAPITAL MANAGEMENT, LLC | 86,561 | 1,223,000 | 1.07% | ||
| 24 | CREDIT SUISSE AG/ | 85,142 | 1,203,000 | 1.05% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 81,787 | 1,156,000 | 1.01% | ||
| 26 | BAIRD FINANCIAL GROUP, INC. | 67,450 | 953,000 | 0.83% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 65,067 | 919,000 | 0.80% | ||
| 28 | K.J. Harrison & Partners Inc | 58,500 | 827,000 | 0.72% | ||
| 29 | PROFICIO CAPITAL PARTNERS LLC | 56,756 | 802,000 | 0.70% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 52,440 | 741,000 | 0.65% | ||
| 31 | Choate Investment Advisors | 50,729 | 716,801 | 0.63% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 45,647 | 645,000 | 0.56% | ||
| 33 | Capital Investment Advisors, LLC | 41,326 | 584,000 | 0.51% | ||
| 34 | Commonwealth Equity Services, Inc | 37,279 | 527,000 | 0.46% | ||
| 35 | Private Advisor Group, LLC | 34,888 | 495,000 | 0.43% | ||
| 36 | DAVENPORT & Co LLC | 32,445 | 458,447 | 0.40% | ||
| 37 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 30,030 | 425,000 | 0.37% | ||
| 38 | NATIONAL PLANNING CORP | 27,963 | 393,000 | 0.34% | ||
| 39 | Horizon Kinetics LLC | 22,129 | 313,000 | 0.27% | ||
| 40 | 10-15 ASSOCIATES, INC. | 21,775 | 308,000 | 0.27% | ||
| 41 | INVESTMENT CENTERS OF AMERICA INC | 21,819 | 308,000 | 0.27% | ||
| 42 | Virtu KCG Holdings LLC | 21,468 | 303,000 | 0.26% | ||
| 43 | Sandy Spring Bank | 20,500 | 290,000 | 0.25% | ||
| 44 | SHUFRO ROSE & CO LLC | 19,550 | 276,000 | 0.24% | PRN | |
| 45 | Yellowstone Partners, LLC | 17,527 | 248,000 | 0.22% | ||
| 46 | MSI Financial Services Inc | 17,380 | 246,000 | 0.21% | ||
| 47 | BANK OF MONTREAL /CAN/ | 15,920 | 225,000 | 0.20% | ||
| 48 | Oxbow Advisors, LLC | 15,790 | 223,000 | 0.19% | ||
| 49 | ROYAL BANK OF CANADA | 15,148 | 223,000 | 0.19% | ||
| 50 | Sigma Planning Corp | 14,386 | 203,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
