| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 868,935 | 11,209,000 | 29.85% | ||
| 2 | WELLS FARGO & COMPANY/MN | 724,742 | 9,350,000 | 24.90% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 482,259 | 6,221,000 | 16.57% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 140,881 | 1,817,000 | 4.84% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 116,463 | 1,502,000 | 4.00% | ||
| 6 | Invesco Ltd. | 103,404 | 1,334,000 | 3.55% | ||
| 7 | UBS Group AG | 94,984 | 1,225,000 | 3.26% | ||
| 8 | DOLIVER ADVISORS, LP | 83,012 | 1,071,000 | 2.85% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 71,561 | 924,000 | 2.46% | ||
| 10 | Pine River Capital Management L.P. | 45,464 | 587,000 | 1.56% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 44,894 | 579,000 | 1.54% | ||
| 12 | CITIGROUP INC | 31,878 | 411,000 | 1.09% | ||
| 13 | Cambridge Investment Research Advisors, Inc. | 23,610 | 305,000 | 0.81% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,775 | 294,000 | 0.78% | ||
| 15 | CLOUGH CAPITAL PARTNERS L P | 17,500 | 226,000 | 0.60% | ||
| 16 | AQR ARBITRAGE LLC | 13,810 | 178,000 | 0.47% | ||
| 17 | ROYAL BANK OF CANADA | 11,311 | 146,000 | 0.39% | ||
| 18 | PVG Asset Management | 10,670 | 137,643 | 0.37% | ||
| 19 | DUBUQUE BANK & TRUST CO | 1,103 | 14,000 | 0.04% | ||
| 20 | B. Riley Wealth Management, Inc. | 1,000 | 12,000 | 0.03% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 272 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
