| 1 |
WELLS FARGO & COMPANY/MN |
963,201 |
11,761,000 |
31.97% |
|
|
| 2 |
MORGAN STANLEY |
847,290 |
10,346,000 |
28.13% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
422,919 |
5,164,000 |
14.04% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
130,990 |
1,599,000 |
4.35% |
|
|
| 5 |
Invesco Ltd. |
93,188 |
1,138,000 |
3.09% |
|
|
| 6 |
UBS Group AG |
92,598 |
1,131,000 |
3.07% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
83,563 |
1,020,000 |
2.77% |
|
|
| 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
67,598 |
825,000 |
2.24% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
57,328 |
700,000 |
1.90% |
|
|
| 10 |
Pine River Capital Management L.P. |
45,464 |
556,000 |
1.51% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
37,403 |
457,000 |
1.24% |
|
|
| 12 |
TFS CAPITAL LLC |
34,494 |
421,000 |
1.14% |
|
|
| 13 |
CITIGROUP INC |
28,055 |
343,000 |
0.93% |
|
|
| 14 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
27,075 |
331,000 |
0.90% |
|
|
| 15 |
CLOUGH CAPITAL PARTNERS L P |
25,100 |
306,000 |
0.83% |
|
|
| 16 |
Cambridge Investment Research Advisors, Inc. |
19,813 |
242,000 |
0.66% |
|
|
| 17 |
AQR ARBITRAGE LLC |
19,010 |
232,000 |
0.63% |
|
|
| 18 |
PVG Asset Management |
11,135 |
135,958 |
0.37% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
2,195 |
26,000 |
0.07% |
|
|
| 20 |
MSI Financial Services Inc |
1,500 |
18,000 |
0.05% |
|
|
| 21 |
ROYAL BANK OF CANADA |
1,136 |
13,000 |
0.04% |
|
|
| 22 |
DUBUQUE BANK & TRUST CO |
1,103 |
13,000 |
0.04% |
|
|
| 23 |
Windsor Capital Management, LLC |
375 |
4,000 |
0.01% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
180 |
2,000 |
0.01% |
|
|
