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EATON VANCE TAX-ADV BD & OPT
EATON VANCE TAX-ADV BD & OPT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $39,387,951.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 961,445 12,086,000 30.68%
2 MORGAN STANLEY 774,934 9,741,000 24.73%
3 SIT INVESTMENT ASSOCIATES INC 414,248 5,207,000 13.22%
4 PROFICIO CAPITAL PARTNERS LLC 242,502 3,048,000 7.74%
5 BANK OF AMERICA CORP /DE/ 130,441 1,640,000 4.16%
6 Invesco Ltd. 95,660 1,202,000 3.05%
7 UBS Group AG 93,144 1,171,000 2.97%
8 GUGGENHEIM CAPITAL LLC 66,277 832,000 2.11%
9 RAYMOND JAMES & ASSOCIATES 53,375 671,000 1.70%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 47,183 593,000 1.51%
11 Pine River Capital Management L.P. 45,464 571,000 1.45%
12 DOLIVER ADVISORS, LP 28,090 353,000 0.90%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 26,184 329,000 0.84%
14 CITIGROUP INC 24,993 314,000 0.80%
15 Raymond James Financial Services Advisors, Inc. 24,531 308,000 0.78%
16 Cambridge Investment Research Advisors, Inc. 21,491 270,000 0.69%
17 AQR ARBITRAGE LLC 20,790 261,000 0.66%
18 TFS CAPITAL LLC 12,959 163,000 0.41%
19 Shaker Financial Services, LLC 12,772 161,000 0.41%
20 SG Americas Securities, LLC 11,119 140,000 0.36%
21 PVG Asset Management 10,020 125,951 0.32%
22 MSI Financial Services Inc 7,230 91,000 0.23%
23 IFP ADVISORS, INC 3,635 46,000 0.12%
24 ROYAL BANK OF CANADA 2,188 27,000 0.07%
25 NEXT Financial Group, Inc 1,400 17,000 0.04%
26 DUBUQUE BANK & TRUST CO 1,103 14,000 0.04%
27 AUSDAL FINANCIAL PARTNERS, INC. 300 4,000 0.01%
28 Tower Research Capital LLC (TRC) 122 2,000 0.01%
29 WOLVERINE ASSET MANAGEMENT LLC 18 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.