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EATON VANCE TAX-ADV BD & OPT
EATON VANCE TAX-ADV BD & OPT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 23 Institutional holders with a total value of $29,897,910.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 868,179 11,121,000 37.20%
2 WELLS FARGO & COMPANY/MN 344,743 4,416,000 14.77%
3 BANK OF AMERICA CORP /DE/ 164,421 2,106,000 7.04%
4 DOLIVER ADVISORS, LP 145,881 1,869,000 6.25%
5 GUGGENHEIM CAPITAL LLC 131,997 1,692,000 5.66%
6 Shaker Financial Services, LLC 113,508 1,454,000 4.86%
7 UBS Group AG 91,821 1,176,000 3.93%
8 Invesco Ltd. 89,314 1,144,000 3.83%
9 Pine River Capital Management L.P. 77,229 990,000 3.31%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 65,953 845,000 2.83%
11 RAYMOND JAMES & ASSOCIATES 64,544 827,000 2.77%
12 TFS CAPITAL LLC 46,075 590,000 1.97%
13 CITIGROUP INC 32,290 414,000 1.38%
14 Virtu KCG Holdings LLC 27,775 356,000 1.19%
15 Cambridge Investment Research Advisors, Inc. 23,521 301,000 1.01%
16 WEDBUSH SECURITIES INC 11,887 152,000 0.51%
17 Allen Investment Management, LLC 11,792 151,000 0.51%
18 PVG Asset Management 10,500 134,505 0.45%
19 ROYAL BANK OF CANADA 5,272 68,000 0.23%
20 PNC FINANCIAL SERVICES GROUP, INC. 3,476 45,000 0.15%
21 WOLVERINE ASSET MANAGEMENT LLC 2,206 28,000 0.09%
22 B. Riley Wealth Management, Inc. 1,000 12,000 0.04%
23 AMERICAN INTERNATIONAL GROUP, INC. 500 6,405 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.