Dark
Light
System
Security
NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 4 Institutional holders with a total value of $1,522,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ken Stern & Associates, Inc. 68,244 674,000 44.28%
2 Azimuth Capital Management LLC 59,500 568,000 37.32%
3 HOLLENCREST CAPITAL MANAGEMENT 16,301 156,000 10.25%
4 SMITH SHELLNUT WILSON LLC /ADV 13,000 124,000 8.15%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.