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ETFS PHYSICAL
ETFS PHYSICAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $31,039,479.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 97,113 5,742,000 18.50%
2 SCS Capital Management LLC 73,142 4,325,000 13.93%
3 Courage Miller Partners, LLC 72,902 4,311,000 13.89%
4 Jefferies Group LLC 61,986 3,665,000 11.81%
5 MORGAN STANLEY 46,759 2,765,000 8.91%
6 AVALON CAPITAL MANAGEMENT 32,373 1,914,000 6.17%
7 BANK OF AMERICA CORP /DE/ 20,150 1,192,000 3.84%
8 Advisory Alpha, LLC 20,110 1,189,000 3.83%
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 14,277 844,000 2.72%
10 LPL Financial LLC 13,991 824,000 2.65%
11 AMERIPRISE FINANCIAL INC 12,061 713,000 2.30%
12 WELLS FARGO & COMPANY/MN 9,254 548,000 1.77%
13 Commonwealth Equity Services, Inc 9,206 544,000 1.75%
14 Charles Schwab Investment Advisory, Inc. 6,935 410,000 1.32%
15 Cambridge Investment Research Advisors, Inc. 6,116 362,000 1.17%
16 Cutter & CO Brokerage, Inc. 5,825 344,000 1.11%
17 M&T BANK CORP 3,892 250,000 0.81%
18 Fernwood Investment Management, LLC 4,100 242,000 0.78%
19 Gradient Investments LLC 3,698 219,000 0.71%
20 Horrell Capital Management, Inc. 3,199 195,000 0.63%
21 MANAGED ACCOUNT ADVISORS LLC 3,080 182,000 0.59%
22 PNC FINANCIAL SERVICES GROUP, INC. 1,338 80,000 0.26%
23 ROYAL BANK OF CANADA 753 45,000 0.14%
24 AMERICAN INTERNATIONAL GROUP, INC. 600 35,479 0.11%
25 AlphaMark Advisors, LLC 425 25,000 0.08%
26 MSI Financial Services Inc 321 19,000 0.06%
27 CITIGROUP INC 235 14,000 0.05%
28 Brookstone Capital Management 207 12,000 0.04%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 150 9,000 0.03%
30 US BANCORP \DE\ 129 8,000 0.03%
31 GUPTA WEALTH MANAGEMENT LLC 100 6,000 0.02%
32 NewSquare Capital LLC 85 5,000 0.02%
33 Smithfield Trust Co 17 1,000 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.