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ETFS PHYSICAL
ETFS PHYSICAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 41 Institutional holders with a total value of $79,808,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 378,474 25,225,000 31.61%
2 UBS Group AG 99,024 6,600,000 8.27%
3 Raymond James Financial Services Advisors, Inc. 94,475 6,297,000 7.89%
4 Courage Miller Partners, LLC 68,631 4,574,000 5.73%
5 ROYAL BANK OF CANADA 65,894 4,392,000 5.50%
6 BANK OF AMERICA CORP /DE/ 58,833 3,921,000 4.91%
7 MORGAN STANLEY 58,115 3,873,000 4.85%
8 WELLS FARGO & COMPANY/MN 54,627 3,641,000 4.56%
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 47,445 2,997,000 3.76%
10 RAYMOND JAMES & ASSOCIATES 33,951 2,263,000 2.84%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 31,750 2,116,000 2.65%
12 ENVESTNET ASSET MANAGEMENT INC 31,590 2,105,000 2.64%
13 Advisory Alpha, LLC 26,384 1,758,000 2.20%
14 Virtu Financial LLC 21,369 1,424,000 1.78%
15 Commonwealth Equity Services, Inc 21,086 1,405,000 1.76%
16 Cambridge Investment Research Advisors, Inc. 20,302 1,353,000 1.70%
17 LPL Financial LLC 13,937 885,000 1.11%
18 CWM, LLC 12,200 813,000 1.02%
19 IFP ADVISORS, INC 10,893 726,000 0.91%
20 AMERIPRISE FINANCIAL INC 10,762 717,000 0.90%
21 Braver Wealth Management, LLC 7,900 527,000 0.66%
22 JANE STREET GROUP, LLC 5,475 365,000 0.46%
23 Cutter & CO Brokerage, Inc. 5,150 343,000 0.43%
24 Transamerica Financial Advisors, LLC 4,175 279,000 0.35%
25 Stratos Wealth Partners, LTD. 4,038 269,000 0.34%
26 Fernwood Investment Management, LLC 3,600 240,000 0.30%
27 MSI Financial Services Inc 2,896 193,000 0.24%
28 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 2,549 170,000 0.21%
29 Gradient Investments LLC 1,368 91,000 0.11%
30 FIRST NATIONAL BANK SIOUX FALLS 744 50,000 0.06%
31 Creative Planning 729 49,000 0.06%
32 ADVISOR GROUP, INC. 631 42,000 0.05%
33 WFG Advisors, LP 500 33,000 0.04%
34 GUIDANT WEALTH ADVISORS 274 17,000 0.02%
35 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 251 17,000 0.02%
36 CITIGROUP INC 235 16,000 0.02%
37 Horrell Capital Management, Inc. 500 9,000 0.01%
38 BlackRock Finance, Inc. 121 8,000 0.01%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 3,000 0.00%
40 PNC FINANCIAL SERVICES GROUP, INC. 23 2,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.