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ETFS PRECIOUS METALS BASKET
ETFS PRECIOUS METALS BASKET. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 36 Institutional holders with a total value of $33,816,400.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Courage Miller Partners, LLC 150,708 9,525,000 28.17%
2 MORGAN STANLEY 71,601 4,526,000 13.38%
3 UBS AG 43,531 2,751,000 8.14%
4 Advisory Alpha, LLC 30,763 1,974,000 5.84%
5 WELLS FARGO & COMPANY/MN 29,156 1,843,000 5.45%
6 BANK OF AMERICA CORP /DE/ 28,331 1,791,000 5.30%
7 NewSquare Capital LLC 25,435 1,607,000 4.75%
8 LPL Financial LLC 23,532 1,498,000 4.43%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,970 1,391,000 4.11%
10 Virtu Financial LLC 19,104 1,209,000 3.58%
11 AMERIPRISE FINANCIAL INC 13,847 876,000 2.59%
12 Commonwealth Equity Services, Inc 11,347 717,000 2.12%
13 STIFEL FINANCIAL CORP 9,552 604,000 1.79%
14 GOLDMAN SACHS GROUP INC 9,058 572,000 1.69%
15 Cutter & CO Brokerage, Inc. 6,892 436,000 1.29%
16 HighTower Advisors, LLC 5,000 316,000 0.93%
17 JANE STREET GROUP, LLC 4,982 315,000 0.93%
18 Cambridge Investment Research Advisors, Inc. 4,792 303,000 0.90%
19 Fernwood Investment Management, LLC 4,100 259,000 0.77%
20 Virtu KCG Holdings LLC 3,280 208,000 0.62%
21 DEUTSCHE BANK AG\ 3,252 205,000 0.61%
22 Horrell Capital Management, Inc. 3,199 202,000 0.60%
23 Gradient Investments LLC 2,841 180,000 0.53%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,809 114,000 0.34%
25 PNC FINANCIAL SERVICES GROUP, INC. 1,146 72,000 0.21%
26 WFG Advisors, LP 1,055 67,000 0.20%
27 AMERICAN INTERNATIONAL GROUP, INC. 750 47,400 0.14%
28 ROYAL BANK OF CANADA 650 41,000 0.12%
29 Smithfield Trust Co 609 39,000 0.12%
30 CITIGROUP INC 595 38,000 0.11%
31 MSI Financial Services Inc 489 31,000 0.09%
32 AlphaMark Advisors, LLC 425 27,000 0.08%
33 PRIVATE TRUST CO NA 400 25,000 0.07%
34 NEXT Financial Group, Inc 60 4,000 0.01%
35 NEW ENGLAND SECURITIES CORP /MA/ 28 2,000 0.01%
36 ENVESTNET ASSET MANAGEMENT INC 15 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.