Dark
Light
System
Security
ETFS PHYSICAL
ETFS PHYSICAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 31 Institutional holders with a total value of $52,751,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 3,000 0.01%
3 NewSquare Capital LLC 85 4,000 0.01%
4 PNC FINANCIAL SERVICES GROUP, INC. 138 7,000 0.01%
5 Horrell Capital Management, Inc. 500 7,000 0.01%
6 Creative Planning 145 8,000 0.02%
7 AUSDAL FINANCIAL PARTNERS, INC. 200 10,000 0.02%
8 CITIGROUP INC 235 12,000 0.02%
9 IFP ADVISORS, INC 234 12,000 0.02%
10 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 500 26,000 0.05%
11 AMERICAN INTERNATIONAL GROUP, INC. 600 31,000 0.06%
12 MSI Financial Services Inc 596 31,000 0.06%
13 ROYAL BANK OF CANADA 1,203 63,000 0.12%
14 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 2,549 133,000 0.25%
15 Gradient Investments LLC 4,073 213,000 0.40%
16 Fernwood Investment Management, LLC 4,100 214,000 0.41%
17 AMERIPRISE FINANCIAL INC 4,731 247,000 0.47%
18 Cambridge Investment Research Advisors, Inc. 5,043 264,000 0.50%
19 Cutter & CO Brokerage, Inc. 5,150 269,000 0.51%
20 JANE STREET GROUP, LLC 6,577 344,000 0.65%
21 WELLS FARGO & COMPANY/MN 6,933 362,000 0.69%
22 LPL Financial LLC 20,046 1,060,000 2.01%
23 Advisory Alpha, LLC 21,867 1,143,000 2.17%
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 23,805 1,245,000 2.36%
25 MORGAN STANLEY 30,858 1,614,000 3.06%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,942 1,827,000 3.46%
27 BANK OF AMERICA CORP /DE/ 51,376 2,686,000 5.09%
28 Courage Miller Partners, LLC 79,774 4,171,000 7.91%
29 UBS Group AG 80,805 4,225,000 8.01%
30 Richard C. Young & CO., LTD. 170,203 8,900,000 16.87%
31 Charles Schwab Investment Advisory, Inc. 451,708 23,620,000 44.78%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.