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FIRST TR DIVIDEND INCOME FD
FIRST TR DIVIDEND INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $12,112,380.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 829,531 7,242,000 59.79%
2 Shaker Financial Services, LLC 135,284 1,181,000 9.75%
3 OPPENHEIMER & CO INC 84,129 734,000 6.06%
4 DOLIVER ADVISORS, LP 60,129 525,000 4.33%
5 Raymond James Financial Services Advisors, Inc. 58,367 510,000 4.21%
6 LPL Financial LLC 50,560 441,000 3.64%
7 RAYMOND JAMES & ASSOCIATES 44,573 389,000 3.21%
8 WELLS FARGO & COMPANY/MN 37,383 326,000 2.69%
9 TFS CAPITAL LLC 23,479 205,000 1.69%
10 CORNERSTONE ADVISORS INC 17,018 149,000 1.23%
11 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13,415 117,000 0.97%
12 First Allied Advisory Services, Inc. 12,134 105,000 0.87%
13 Thomas J. Herzfeld Advisors, Inc. 6,900 60,000 0.50%
14 AMERICAN INTERNATIONAL GROUP, INC. 6,000 52,380 0.43%
15 UBS AG 4,419 39,000 0.32%
16 BANK OF AMERICA CORP /DE/ 2,025 18,000 0.15%
17 ROYAL BANK OF CANADA 1,612 14,000 0.12%
18 MSI Financial Services Inc 400 3,000 0.02%
19 DEUTSCHE BANK AG\ 200 1,000 0.01%
20 Tower Research Capital LLC (TRC) 80 1,000 0.01%
21 BARCLAYS PLC 54 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.