| 1 |
Bulldog Investors, LLP |
948,305 |
8,023,000 |
38.15% |
|
|
| 2 |
MORGAN STANLEY |
404,955 |
3,426,000 |
16.29% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
196,436 |
1,651,000 |
7.85% |
|
|
| 4 |
ICON ADVISERS INC/CO |
145,707 |
1,233,000 |
5.86% |
|
|
| 5 |
1607 Capital Partners, LLC |
110,571 |
935,000 |
4.45% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
91,437 |
774,000 |
3.68% |
|
|
| 7 |
RELATIVE VALUE PARTNERS GROUP, LLC |
88,228 |
746,000 |
3.55% |
|
|
| 8 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
71,952 |
609,000 |
2.90% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
72,019 |
609,000 |
2.90% |
|
|
| 10 |
GUGGENHEIM CAPITAL LLC |
56,889 |
482,000 |
2.29% |
|
|
| 11 |
LPL Financial LLC |
46,270 |
392,000 |
1.86% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
45,299 |
383,000 |
1.82% |
|
|
| 13 |
UBS Group AG |
36,972 |
312,000 |
1.48% |
|
|
| 14 |
MARINER INVESTMENT GROUP LLC |
36,828 |
312,000 |
1.48% |
|
|
| 15 |
OPPENHEIMER & CO INC |
36,404 |
308,000 |
1.46% |
|
|
| 16 |
Raymond James Financial Services Advisors, Inc. |
26,458 |
224,000 |
1.07% |
|
|
| 17 |
AMERICAN INTERNATIONAL GROUP, INC. |
22,045 |
186,000 |
0.88% |
|
|
| 18 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
20,867 |
177,000 |
0.84% |
|
|
| 19 |
ENVESTNET ASSET MANAGEMENT INC |
10,071 |
85,000 |
0.40% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
7,190 |
61,000 |
0.29% |
|
|
| 21 |
IFP ADVISORS, INC |
3,923 |
33,000 |
0.16% |
|
|
| 22 |
Gradient Investments LLC |
1,700 |
14,000 |
0.07% |
|
|
| 23 |
CITIGROUP INC |
1,533 |
13,000 |
0.06% |
|
|
| 24 |
MSI Financial Services Inc |
1,250 |
11,000 |
0.05% |
|
|
| 25 |
ASSETMARK, INC |
1,000 |
8,000 |
0.04% |
|
|
| 26 |
Formidable Asset Management, LLC |
1,000 |
8,000 |
0.04% |
|
|
| 27 |
ROYAL BANK OF CANADA |
862 |
7,000 |
0.03% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
450 |
4,000 |
0.02% |
|
|
| 29 |
BARCLAYS PLC |
100 |
1,000 |
0.00% |
|
|
| 30 |
DEUTSCHE BANK AG\ |
200 |
1,000 |
0.00% |
|
|
