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FIRST TR DIVIDEND INCOME FD
FIRST TR DIVIDEND INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $9,981,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 514,370 4,022,000 40.30%
2 Karpus Management, Inc. 176,159 1,378,000 13.81%
3 1607 Capital Partners, LLC 117,032 915,000 9.17%
4 RAYMOND JAMES & ASSOCIATES 87,952 688,000 6.89%
5 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 48,725 381,000 3.82%
6 CORNERSTONE ADVISORS INC 40,712 318,000 3.19%
7 UBS Group AG 40,469 317,000 3.18%
8 OPPENHEIMER & CO INC 36,404 285,000 2.86%
9 RIVERNORTH CAPITAL MANAGEMENT, LLC 34,018 266,000 2.67%
10 WOLVERINE ASSET MANAGEMENT LLC 34,109 266,000 2.67%
11 CLOUGH CAPITAL PARTNERS L P 31,000 242,000 2.42%
12 WELLS FARGO & COMPANY/MN 25,288 197,000 1.97%
13 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 23,173 181,000 1.81%
14 LPL Financial LLC 15,868 129,000 1.29%
15 AMERICAN INTERNATIONAL GROUP, INC. 15,095 118,000 1.18%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,262 80,000 0.80%
17 ENVESTNET ASSET MANAGEMENT INC 10,071 79,000 0.79%
18 BANK OF AMERICA CORP /DE/ 6,675 52,000 0.52%
19 ROYAL BANK OF CANADA 4,694 37,000 0.37%
20 Gradient Investments LLC 1,700 13,000 0.13%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 8,000 0.08%
22 Formidable Asset Management, LLC 1,000 7,000 0.07%
23 Tower Research Capital LLC (TRC) 178 1,000 0.01%
24 DEUTSCHE BANK AG\ 200 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.