| 1 |
Bulldog Investors, LLP |
1,565,430 |
13,551,000 |
51.00% |
|
|
| 2 |
ICON ADVISERS INC/CO |
275,652 |
2,384,000 |
8.97% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
169,631 |
1,467,000 |
5.52% |
|
|
| 4 |
Raymond James Financial Services Advisors, Inc. |
117,932 |
1,020,000 |
3.84% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
94,100 |
814,000 |
3.06% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
91,167 |
789,000 |
2.97% |
|
|
| 7 |
LPL Financial LLC |
88,955 |
758,000 |
2.85% |
|
|
| 8 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
85,269 |
738,000 |
2.78% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
82,388 |
712,000 |
2.68% |
|
|
| 10 |
RELATIVE VALUE PARTNERS GROUP, LLC |
79,140 |
670,000 |
2.52% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
68,410 |
592,000 |
2.23% |
|
|
| 12 |
1607 Capital Partners, LLC |
55,872 |
483,000 |
1.82% |
|
|
| 13 |
UBS Group AG |
46,137 |
399,000 |
1.50% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
45,692 |
397,000 |
1.49% |
|
|
| 15 |
CITIGROUP INC |
45,457 |
393,000 |
1.48% |
|
|
| 16 |
OPPENHEIMER & CO INC |
36,404 |
315,000 |
1.19% |
|
|
| 17 |
Karpus Management, Inc. |
30,609 |
265,000 |
1.00% |
|
|
| 18 |
MARINER INVESTMENT GROUP LLC |
23,511 |
203,000 |
0.76% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
22,045 |
191,000 |
0.72% |
|
|
| 20 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
14,202 |
123,000 |
0.46% |
|
|
| 21 |
ENVESTNET ASSET MANAGEMENT INC |
10,071 |
87,000 |
0.33% |
|
|
| 22 |
MORGAN STANLEY |
9,468 |
81,000 |
0.30% |
|
|
| 23 |
IFP ADVISORS, INC |
5,657 |
49,000 |
0.18% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
4,175 |
36,000 |
0.14% |
|
|
| 25 |
ROYAL BANK OF CANADA |
1,868 |
16,000 |
0.06% |
|
|
| 26 |
Gradient Investments LLC |
1,700 |
15,000 |
0.06% |
|
|
| 27 |
MSI Financial Services Inc |
1,250 |
11,000 |
0.04% |
|
|
| 28 |
Formidable Asset Management, LLC |
1,000 |
8,000 |
0.03% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
117 |
1,000 |
0.00% |
|
|
