| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 1,100 | 10,000 | 0.03% | ||
| 2 | MSI Financial Services Inc | 1,226 | 11,000 | 0.03% | ||
| 3 | Advisory Alpha, LLC | 1,444 | 13,000 | 0.04% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,525 | 14,000 | 0.04% | ||
| 5 | Gradient Investments LLC | 1,700 | 15,000 | 0.04% | ||
| 6 | ROYAL BANK OF CANADA | 1,878 | 17,000 | 0.05% | ||
| 7 | IFP ADVISORS, INC | 5,657 | 52,000 | 0.15% | ||
| 8 | MORGAN STANLEY | 10,350 | 94,000 | 0.27% | ||
| 9 | ADVISOR GROUP, INC. | 11,200 | 102,000 | 0.30% | ||
| 10 | RAYMOND JAMES TRUST N.A. | 22,500 | 205,000 | 0.59% | ||
| 11 | OPPENHEIMER & CO INC | 24,208 | 221,000 | 0.64% | ||
| 12 | LPL Financial LLC | 24,391 | 222,000 | 0.64% | ||
| 13 | ICON ADVISERS INC/CO | 30,649 | 279,000 | 0.81% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 31,973 | 291,000 | 0.84% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 38,682 | 353,000 | 1.02% | ||
| 16 | UBS Group AG | 44,237 | 403,000 | 1.17% | ||
| 17 | CITIGROUP INC | 53,998 | 492,000 | 1.42% | ||
| 18 | RELATIVE VALUE PARTNERS GROUP, LLC | 62,835 | 572,000 | 1.65% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 65,062 | 593,000 | 1.72% | ||
| 20 | 1607 Capital Partners, LLC | 66,458 | 605,000 | 1.75% | ||
| 21 | WELLS FARGO & COMPANY/MN | 88,488 | 806,000 | 2.33% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 89,054 | 811,000 | 2.35% | ||
| 23 | CLOUGH CAPITAL PARTNERS L P | 91,700 | 835,000 | 2.42% | ||
| 24 | SIT INVESTMENT ASSOCIATES INC | 834,984 | 7,607,000 | 22.00% | ||
| 25 | Bulldog Investors, LLP | 2,190,168 | 19,952,000 | 57.71% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
